Charles Schwab 5.95% Series D Preferred Stock
SCHW.PRD
10 hedge funds and large institutions have $7.64M invested in Charles Schwab 5.95% Series D Preferred Stock in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 3 closing their positions.
400% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 1
0.47% less ownership
Funds ownership: 1.49% → 1.02% (-0.47%)
17% less funds holding
Funds holding: 12 → 10 (-2)
33% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 3
61% less capital inflows, than outflows
Capital inflows: $1.91M | Capital outflows: $4.85M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RIG
Roosevelt Investment Group
New York
|
+$1.47M |
| 2 |
Harbour Capital Advisors
Tysons Corner,
Virginia
|
+$227K |
| 3 |
Sonora Investment Management
Tucson,
Arizona
|
+$62.3K |
| 4 |
Mengis Capital Management
Portland,
Oregon
|
+$59.7K |
| 5 |
Fulton Breakefield Broenniman
Bethesda,
Maryland
|
+$40.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Meritage Portfolio Management
Overland Park,
Kansas
|
-$3.67M |
| 2 |
HH
HWG Holdings
Houston,
Texas
|
-$1.09M |
| 3 |
Parametric Portfolio Associates
Seattle,
Washington
|
-$81.9K |
| 4 |
Glenmede Trust
Philadelphia,
Pennsylvania
|
-$14K |
SCHW.PRD Hedge Fund Activity: Q4 2016 in Review
10 of the 4,008 institutional investors tracked by Wall St. Rank reported a position in Charles Schwab 5.95% Series D Preferred Stock (SCHW.PRD) for Q4 2016, worth a combined $7.64M — down 37% from $12.1M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SCHW.PRD and 2 opened new positions — a net loss of 1 holder — while 1 trimmed existing stakes and 5 added.
The largest buyer was Roosevelt Investment Group, adding an estimated $1.47M. The largest seller was Meritage Portfolio Management, exiting entirely with an estimated $3.67M sold.
- 10 institutional investors held Charles Schwab 5.95% Series D Preferred Stock (SCHW.PRD) as of Q4 2016, down from 12 in Q3 2016.
- Funds reported $7.64M of Charles Schwab 5.95% Series D Preferred Stock stock for Q4 2016, down 37% quarter-over-quarter.
- 2 funds opened new Charles Schwab 5.95% Series D Preferred Stock positions in Q4 2016 and 3 closed out, a net change of -1 holder.
- The largest Charles Schwab 5.95% Series D Preferred Stock buyer in Q4 2016 was Roosevelt Investment Group, an estimated $1.47M added.
- The largest Charles Schwab 5.95% Series D Preferred Stock seller in Q4 2016 was Meritage Portfolio Management, an estimated $3.67M sold.
Based on aggregated 13F filings for Q4 2016.