HWG Holdings’s Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D SCHW.PRD Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-40,000	Closed	-$1.09M	–	31
2016 Q3	$1.09M	Hold	40,000	–	–	1.14%	24
2016 Q2	$1.07M	Hold	40,000	–	–	1%	24
2016 Q1	$1.04M	Buy	+40,000	New	+$1.04M	0.93%	28