SCHW.PRD icon

Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D
SCHW.PRD

Overview Fund Activity

12 hedge funds and large institutions have $12.1M invested in Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
12
Holders Change
+1
Holders Change %
+9.09%
% of All Funds
0.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
5
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
1
Roosevelt Investment Group
New York
$2.12M
2
FBB
2
Fulton Breakefield Broenniman
Maryland
$582K
3
MCM
3
Mengis Capital Management
Oregon
$837K
4
SIM
4
Sonora Investment Management
Arizona
$42.9K
5
MPM
5
Meritage Portfolio Management
Kansas
$3.67M

Top Sellers

1
WRM
1
Westport Resources Management
Connecticut
$0
2
CCM
2
Cribstone Capital Management
Maine
$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
MPM
1
Meritage Portfolio Management
Kansas
$3.67M +$18.1K +665 +0.5%
RIG
2
Roosevelt Investment Group
New York
$2.12M +$1.68M +61,775 +381%
CCM
3
Cribstone Capital Management
Maine
$1.1M -$1.8K -67 -0.2%
HH
4
HWG Holdings
Texas
$1.09M – – –
CIM
5
CIM Investment Management
Pennsylvania
$1.09M – – –
CGH
6
Crossmark Global Holdings
Texas
$976K +$976K +35,963 New
MCM
7
Mengis Capital Management
Oregon
$837K +$133K +4,900 +19%
FBB
8
Fulton Breakefield Broenniman
Maryland
$582K +$148K +5,425 +34%
PPA
9
Parametric Portfolio Associates
Washington
$572K +$17.1K +626 +3%
SIM
10
Sonora Investment Management
Arizona
$42.9K +$42.9K +1,575 New
ECM
11
Estabrook Capital Management
New York
$31.3K – – –
GT
12
Glenmede Trust
Pennsylvania
$14K – – –
WRM
13
Westport Resources Management
Connecticut
– -$28K -1,050 Closed