SCHW.PRD icon

Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D
SCHW.PRD

Overview Fund Activity

11 hedge funds and large institutions have $14.5M invested in Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 1 reducing their positions, and 1 closing their positions.

Holders
11
Holders Change
-1
Holders Change %
-8.33%
% of All Funds
0.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
7
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIG
1
Roosevelt Investment Group
New York
$7.24M
2
CL
2
CPWM LLC
Washington
$839K
3
SIM
3
Sonora Investment Management
Arizona
$918K
4
MCM
4
Mengis Capital Management
Oregon
$1M
5
IP
5
Intellectus Partners
California
$48K

Top Sellers

1
PSC
1
Prentiss Smith & Co
Vermont
$0
2
CCM
2
Cribstone Capital Management
Maine
$1.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIG
1
Roosevelt Investment Group
New York
$7.24M +$441K +16,258 +6%
CIM
2
CIM Investment Management
Pennsylvania
$1.09M – – –
CCM
3
Cribstone Capital Management
Maine
$1.08M -$4.02K -148 -0.4%
MCM
4
Mengis Capital Management
Oregon
$1M +$43.4K +1,600 +5%
CGH
5
Crossmark Global Holdings
Texas
$976K +$976K +35,963 New
SIM
6
Sonora Investment Management
Arizona
$918K +$322K +11,870 +54%
CL
7
CPWM LLC
Washington
$839K +$420K +15,420 +100%
FBB
8
Fulton Breakefield Broenniman
Maryland
$710K +$18.3K +675 +3%
PPA
9
Parametric Portfolio Associates
Washington
$571K +$17.5K +645 +3%
IP
10
Intellectus Partners
California
$48K +$18.9K +701 +65%
ECM
11
Estabrook Capital Management
New York
$31.2K – – –
PSC
12
Prentiss Smith & Co
Vermont
– -$54K -1,970 Closed