FNY Investment Advisers’s Charles Schwab Corporation Depositary Shares each representing 1/40th interest in a share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D SCHW.PRD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-200	Closed	-$5K	–	1062
2019 Q1	$5K	Buy	+200	New	+$5K	﹤0.01%	478