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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
CFG
101
CKW Financial Group
Hawaii
$18K
TF
102
Tompkins Financial
New York
$16K
1IC
103
1919 Investment Counsel
Maryland
$14K
Fifth Third Bancorp
104
Fifth Third Bancorp
Ohio
$14K
HDIM
105
Hanson & Doremus Investment Management
Vermont
$12K
TRCT
106
Tower Research Capital (TRC)
New York
$10K -$66.5K -4,223 -87%
TSW
107
Thompson Siegel & Walmsley
Virginia
$10K
OIA
108
Optimum Investment Advisors
Illinois
$8K
RFA
109
Reilly Financial Advisors
California
$8K +$7.87K +500 New
HCM
110
Horrell Capital Management
Arkansas
$6K
BFEC
111
Benjamin F. Edwards & Company
Missouri
$6K +$63 +4 +1%
WTB
112
Washington Trust Bank
Washington
$6K +$6.14K +390 New
DAM
113
Delta Asset Management
Tennessee
$5K
PTC
114
Private Trust Company
Ohio
$5K
BCI
115
Brinker Capital Investments
Pennsylvania
$5K +$126 +8 +2%
BRWM
116
B. Riley Wealth Management
Tennessee
$4K +$3.97K +252 New
NSIM
117
North Star Investment Management
Illinois
$3K +$3.15K +200 New
DADC
118
D.A. Davidson & Co
Montana
$2K -$3.9K -248 -62%
Envestnet Asset Management
119
Envestnet Asset Management
Illinois
$1K
TCM
120
Telos Capital Management
California
-$1.99M -125,246 Closed
SCM
121
Saba Capital Management
New York
-$1.52M -95,712 Closed
Barclays
122
Barclays
United Kingdom
-$1.31M -83,194 -100%
SG Americas Securities
123
SG Americas Securities
New York
-$896K -56,323 Closed
RIL
124
Rothschild Investment LLC
Illinois
-$726K -45,650 Closed
SFS
125
Shaker Financial Services
Virginia
-$462K -29,067 Closed