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SABA

Saba Capital Income & Opportunities Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
LNB
76
Ledyard National Bank
$72K +$77K +4,146 New
NES
77
New England Securities
New York
$64K +$69.2K +3,724 New
JIC
78
Joel Isaacson & Co
New York
$56K +$60.1K +3,236 New
GI
79
Gradient Investments
Minnesota
$47K +$50.8K +2,735 New
Creative Planning
80
Creative Planning
Kansas
$36K +$38.5K +2,074 New
HNB
81
Huntington National Bank
Ohio
$32K
NHFG
82
New Harbor Financial Group
Massachusetts
$25K +$26.4K +1,420 New
Fifth Third Bancorp
83
Fifth Third Bancorp
Ohio
$20K +$21.3K +1,148 New
HPBT
84
High Point Bank & Trust
North Carolina
$19K +$20.1K +1,084 New
DADC
85
D.A. Davidson & Co
Montana
$19K +$21.4K +1,150 New
PP
86
Palladium Partners
Virginia
$16K +$17.3K +929 New
1IC
87
1919 Investment Counsel
Maryland
$15K +$15.9K +857 New
TFA
88
Transamerica Financial Advisors
Florida
$14K +$14.5K +778 New
BFEC
89
Benjamin F. Edwards & Company
Missouri
$14K +$15.3K +826 New
TSW
90
Thompson Siegel & Walmsley
Virginia
$11K +$11.9K +640 New
WC
91
Whitnell & Co
Illinois
$9K +$9.46K +509 New
HCM
92
Horrell Capital Management
Arkansas
$7K +$7.34K +395 New
BCI
93
Brinker Capital Investments
Pennsylvania
$6K +$5.96K +321 New
Envestnet Asset Management
94
Envestnet Asset Management
Illinois
$6K +$6.39K +344 New
CTC
95
Central Trust Company
Missouri
$6K +$7.43K +400 New
DAM
96
Delta Asset Management
Tennessee
$5K +$5.61K +302 New
NMLIC
97
Northwestern Mutual Life Insurance Company
Wisconsin
$3K +$3.7K +199 New
Northern Trust
98
Northern Trust
Illinois
$3K +$332K +17,875 New
FPCG
99
Fort Pitt Capital Group
Pennsylvania
$86 +$93 +5 New