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Invesco S&P SmallCap 600 Revenue ETF
RWJ

44 hedge funds and large institutions have $132M invested in Invesco S&P SmallCap 600 Revenue ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 47 → 44 (-3)

7.11% less ownership

Funds ownership: 146.1% → 138.98% (-7.1%)

17% less capital invested

Capital invested by funds: $159M → $132M (-$26.6M)

39% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 18

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
44
Holders Change
-3
Holders Change %
-6.38%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
4
Increased
11
Reduced
18
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CCP
Cardan Capital Partners
Colorado
+$6.21M
2
CPO
Cerity Partners OCIO
New York
+$3.28M
3
BBA
BLB&B Advisors
Pennsylvania
+$1.63M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$880K
5
IA
IFP Advisors
Florida
+$606K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$12.7M
2
GA
Gateway Advisory
New Jersey
-$6.54M
3
Bank of America
Bank of America
North Carolina
-$6.44M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$5.71M
5
Wells Fargo
Wells Fargo
California
-$3.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIL
26
Rothschild Investment LLC
Illinois
$239K -$13.7K -840 -6%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$239K – – –
KF
28
Krilogy Financial
Missouri
$236K – – –
WRM
29
Westport Resources Management
Connecticut
$201K – – –
US Bancorp
30
US Bancorp
Minnesota
$99K – – –
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$78K +$7.43K +456 +12%
WEC
32
Winslow Evans & Crocker
Massachusetts
$45.1K -$11.5K -705 -22%
Citigroup
33
Citigroup
New York
$43K -$4.35K -267 -10%
KTC
34
Kistler-Tiffany Companies
Pennsylvania
$43K – – –
CFN
35
Cordasco Financial Network
Florida
$40K – – –
EWM
36
Evercore Wealth Management
New York
$22K – – –
AIM
37
Anchor Investment Management
South Carolina
$14K +$12.7K +777 New
Carson Wealth (CWM LLC)
38
Carson Wealth (CWM LLC)
Nebraska
$14K – – –
FNBT
39
FineMark National Bank & Trust
Florida
$11K – – –
ASN
40
Advisory Services Network
Georgia
$9K +$8.02K +492 New
BlackRock
41
BlackRock
New York
$5K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$3K +$3.03K +186 New
Creative Planning
43
Creative Planning
Kansas
$2K -$30.8K -1,890 -95%
GA
44
Gateway Advisory
New Jersey
– -$6.54M -379,449 Closed
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
– -$1.51M -87,531 Closed
CIBC World Market
46
CIBC World Market
Ontario, Canada
– -$1.41M -81,723 Closed
VKH
47
Virtu KCG Holdings
New York
– -$600K -34,794 Closed
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
– -$100K -5,820 Closed
NC
49
NewSquare Capital
Pennsylvania
– -$23K -1,338 Closed
TRCT
50
Tower Research Capital (TRC)
New York
– -$11K -666 Closed
1
2

RWJ Hedge Fund Activity: Q1 2016 in Review

44 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P SmallCap 600 Revenue ETF (RWJ) for Q1 2016, worth a combined $132M — down 17% from $159M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RWJ and 4 opened new positions — a net loss of 3 holders — while 18 trimmed existing stakes and 11 added.

The largest buyer was Cardan Capital Partners, adding an estimated $6.21M. The largest seller was Morgan Stanley, cutting an estimated $12.7M.

  • 44 institutional investors held Invesco S&P SmallCap 600 Revenue ETF (RWJ) as of Q1 2016, down from 47 in Q4 2015.
  • Funds reported $132M of Invesco S&P SmallCap 600 Revenue ETF stock for Q1 2016, down 17% quarter-over-quarter.
  • 4 funds opened new Invesco S&P SmallCap 600 Revenue ETF positions in Q1 2016 and 7 closed out, a net change of -3 holders.
  • The largest Invesco S&P SmallCap 600 Revenue ETF buyer in Q1 2016 was Cardan Capital Partners, an estimated $6.21M added.
  • The largest Invesco S&P SmallCap 600 Revenue ETF seller in Q1 2016 was Morgan Stanley, an estimated $12.7M sold.

Based on aggregated 13F filings for Q1 2016.