VanEck Retail ETF
RTH
48 hedge funds and large institutions have $101M invested in VanEck Retail ETF in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 14 closing their positions.
55% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 11
4% less funds holding
Funds holding: 50 → 48 (-2)
10.67% less ownership
Funds ownership: 76.84% → 66.17% (-11%)
14% less first-time investments, than exits
New positions opened: 12 | Existing positions closed: 14
33% less capital invested
Capital invested by funds: $151M → $101M (-$49.6M)
69% less call options, than puts
Call options by funds: $503K | Put options by funds: $1.65M
75% less funds holding in top 10
Funds holding in top 10: 4 → 1 (-3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
Affinity Wealth Management
Wilmington,
Delaware
|
+$8.27M |
| 2 |
Goldman Sachs
New York
|
+$4.39M |
| 3 |
JMPWA
JP Morgan Private Wealth Advisors
San Francisco,
California
|
+$4.18M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$3.58M |
| 5 |
VF
Virtu Financial
New York
|
+$3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CA
Commerzbank Aktiengesellschaft
Frankfurt,
Germany
|
-$36.8M |
| 2 |
JCM
Janney Capital Management
Pittsburgh,
Pennsylvania
|
-$23.5M |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
-$8.82M |
| 4 |
UCFA
United Capital Financial Advisors
Irving,
Texas
|
-$8M |
| 5 |
NCM
Niemann Capital Management
Stateline,
Nevada
|
-$3.39M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VKH
51
Virtu KCG Holdings
New York
| – | -$2.13M | -29,034 | Closed |
|
|
CI
52
Cavalier Investments
Alpharetta,
Georgia
| – | -$2.12M | -28,759 | Closed |
|
|
ACM
53
Avalon Capital Management
Port Of Redwood City,
California
| – | -$1.73M | -23,550 | Closed |
|
54
Jane Street
New York
| – | -$696K | -9,466 | Closed |
|
|
NFG
55
Noven Financial Group
Denver,
Colorado
| – | -$446K | -6,070 | Closed |
|
56
Bank of Nova Scotia
Toronto,
Ontario, Canada
| – | -$359K | -4,900 | Closed |
|
|
TH
57
Timber Hill
Greenwich,
Connecticut
| – | -$211K | -2,875 | Closed |
|
58
Fifth Third Bancorp
Cincinnati,
Ohio
| – | -$88K | -1,200 | Closed |
|
59
Simplex Trading
Chicago,
Illinois
| – | -$9K | -130 | Closed |
|
60
BNP Paribas Financial Markets
Paris,
France
| – | -$6.4K | -87 | Closed |
|
|
BCM
61
Brookstone Capital Management
Wheaton,
Illinois
| – | -$3K | -47 | Closed |
|
RTH Hedge Fund Activity: Q4 2015 in Review
48 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2015, worth a combined $101M — down 33% from $151M a quarter earlier.
Sellers outnumbered buyers: 14 funds closed out of RTH and 12 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 17 added.
The largest buyer was Affinity Wealth Management, adding an estimated $8.27M. The largest seller was Commerzbank Aktiengesellschaft, exiting entirely with an estimated $36.8M sold.
- 48 institutional investors held VanEck Retail ETF (RTH) as of Q4 2015, down from 50 in Q3 2015.
- Funds reported $101M of VanEck Retail ETF stock for Q4 2015, down 33% quarter-over-quarter.
- 12 funds opened new VanEck Retail ETF positions in Q4 2015 and 14 closed out, a net change of -2 holders.
- The largest VanEck Retail ETF buyer in Q4 2015 was Affinity Wealth Management, an estimated $8.27M added.
- The largest VanEck Retail ETF seller in Q4 2015 was Commerzbank Aktiengesellschaft, an estimated $36.8M sold.
Based on aggregated 13F filings for Q4 2015.