VanEck Retail ETF
RTH
33 hedge funds and large institutions have $59.8M invested in VanEck Retail ETF in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 8 closing their positions.
12.02% more ownership
Funds ownership: 50.1% → 62.12% (+12%)
3% less capital invested
Capital invested by funds: $61.4M → $59.8M (-$1.6M)
3% less funds holding
Funds holding: 34 → 33 (-1)
10% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 10
13% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 8
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $515K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JCM
Janney Capital Management
Pittsburgh,
Pennsylvania
|
+$12.2M |
| 2 |
SFA
Sequoia Financial Advisors
Akron,
Ohio
|
+$4.8M |
| 3 |
MIFH
Migdal Insurance & Financial Holdings
Petach Tikva,
Israel
|
+$2.7M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.93M |
| 5 |
Stifel Financial
St. Louis,
Missouri
|
+$1.36M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AWM
Affinity Wealth Management
Wilmington,
Delaware
|
-$13.2M |
| 2 |
Citigroup
New York
|
-$4M |
| 3 |
Jane Street
New York
|
-$2.02M |
| 4 |
PCM
Prelude Capital Management
New York
|
-$1.84M |
| 5 |
Morgan Stanley
New York
|
-$1.22M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFG
26
Next Financial Group
Houston,
Texas
| $25K | – | – | – |
|
27
Simplex Trading
Chicago,
Illinois
| $11K | -$239K | -3,089 | -95% |
|
|
MFS
28
MSI Financial Services
Springfield,
Massachusetts
| $10K | -$51.9K | -672 | -83% |
|
29
Wells Fargo
San Francisco,
California
| $8K | – | – | – |
|
|
AG
30
Advisor Group
Phoenix,
Arizona
| $7K | – | – | – |
|
31
Envestnet Asset Management
Chicago,
Illinois
| $5K | +$5.56K | +72 | New |
|
|
WAM
32
Wealthspire Advisors (Maryland)
Potomac,
Maryland
| $2K | +$2.32K | +30 | New |
|
|
33
Citigroup
New York
| – | -$4M | -51,300 | Closed |
|
|
34
Jane Street
New York
| – | -$2.02M | -25,970 | Closed |
|
|
PCM
35
Prelude Capital Management
New York
| – | -$1.84M | -23,550 | Closed |
|
|
TH
36
Timber Hill
Greenwich,
Connecticut
| – | -$872K | -11,182 | Closed |
|
|
BCM
37
Beck Capital Management
Austin,
Texas
| – | -$359K | -4,604 | Closed |
|
|
TRCT
38
Tower Research Capital (TRC)
New York
| – | -$354K | -4,545 | Closed |
|
39
JP Morgan Chase
New York
| – | -$16K | -200 | Closed |
|
|
CCS
40
Crosspoint Capital Strategies
Orinda,
California
| – | -$2K | -27 | Closed |
|
RTH Hedge Fund Activity: Q4 2016 in Review
33 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2016, worth a combined $59.8M — down 2.6% from $61.4M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of RTH and 7 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 9 added.
The largest buyer was Janney Capital Management, opening a new position worth an estimated $12.2M. The largest seller was Affinity Wealth Management, cutting an estimated $13.2M.
- 33 institutional investors held VanEck Retail ETF (RTH) as of Q4 2016, down from 34 in Q3 2016.
- Funds reported $59.8M of VanEck Retail ETF stock for Q4 2016, down 2.6% quarter-over-quarter.
- 7 funds opened new VanEck Retail ETF positions in Q4 2016 and 8 closed out, a net change of -1 holder.
- The largest VanEck Retail ETF buyer in Q4 2016 was Janney Capital Management, an estimated $12.2M added.
- The largest VanEck Retail ETF seller in Q4 2016 was Affinity Wealth Management, an estimated $13.2M sold.
Based on aggregated 13F filings for Q4 2016.