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VanEck Retail ETF
RTH

38 hedge funds and large institutions have $64M invested in VanEck Retail ETF in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

20.73% less ownership

Funds ownership: 66.17% → 45.44% (-21%)

21% less funds holding

Funds holding: 48 → 38 (-10)

37% less capital invested

Capital invested by funds: $101M → $64M (-$37.4M)

43% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 21

Holders
38
Holders Change
-10
Holders Change %
-20.83%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
12
Increased
11
Reduced
10
Closed
21
Calls
$637K
Puts
–
Net Calls
+$637K
Net Calls Change
+$1.78M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$3.66M
2
CS
Credit Suisse
Switzerland
+$2.43M
3
MIFH
Migdal Insurance & Financial Holdings
Israel
+$1.29M
4
AWM
Affinity Wealth Management
Delaware
+$1.22M
5
PCM
Prelude Capital Management
New York
+$787K

Top Sellers

Rank Fund Capital Flow
1
JCM
Janney Capital Management
Pennsylvania
-$18.3M
2
RAM
Riggs Asset Management
Pennsylvania
-$5.19M
3
VF
Virtu Financial
New York
-$4.33M
4
JMPWA
JP Morgan Private Wealth Advisors
California
-$4.21M
5
Goldman Sachs
Goldman Sachs
New York
-$3.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
CLOS
26
Compagnie Lombard Odier SCmA
Switzerland
$154K +$147K +2,000 New
SG Americas Securities
27
SG Americas Securities
New York
$124K – – –
MFS
28
MSI Financial Services
Massachusetts
$100K +$26.8K +364 +39%
EWM
29
Evercore Wealth Management
New York
$44K – – –
AIG
30
American International Group
New York
$40K -$3.6K -49 -9%
Walleye Trading
31
Walleye Trading
New York
$39K +$36.8K +500 New
AIM
32
Advantage Investment Management
Iowa
$37K +$34.9K +475 New
TFA
33
Transamerica Financial Advisors
Florida
$12K – – –
Wells Fargo
34
Wells Fargo
California
$8K +$4.85K +66 +194%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$2K -$160K -2,171 -99%
GI
36
Gradient Investments
Minnesota
$2K +$1.69K +23 New
CCS
37
Crosspoint Capital Strategies
California
$2K +$1.99K +27 New
ATC
38
Adirondack Trust Company
New York
$2K +$2.13K +29 New
JCM
39
Janney Capital Management
Pennsylvania
– -$18.3M -235,205 Closed
RAM
40
Riggs Asset Management
Pennsylvania
– -$5.19M -66,761 Closed
VF
41
Virtu Financial
New York
– -$4.33M -55,733 Closed
JMPWA
42
JP Morgan Private Wealth Advisors
California
– -$4.21M -54,145 Closed
BCM
43
Barometer Capital Management
Ontario, Canada
– -$2.17M -27,900 Closed
SC
44
Scotia Capital
Ontario, Canada
– -$1.92M -24,602 Closed
TRCT
45
Tower Research Capital (TRC)
New York
– -$1.43M -18,456 Closed
NEIRG
46
New England Investment & Retirement Group
Massachusetts
– -$1.03M -13,315 Closed
DBIA
47
Dumont & Blake Investment Advisors
New Jersey
– -$906K -11,656 Closed
SPC
48
Sigma Planning Corp
Michigan
– -$592K -7,611 Closed
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
– -$459K -5,906 Closed
Millennium Management
50
Millennium Management
New York
– -$431K -5,543 Closed
1
2
3

RTH Hedge Fund Activity: Q1 2016 in Review

38 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q1 2016, worth a combined $64M — down 37% from $101M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of RTH and 12 opened new positions — a net loss of 9 holders — while 10 trimmed existing stakes and 11 added.

The largest buyer was JP Morgan Chase, adding an estimated $3.66M. The largest seller was Janney Capital Management, exiting entirely with an estimated $18.3M sold.

  • 38 institutional investors held VanEck Retail ETF (RTH) as of Q1 2016, down from 48 in Q4 2015.
  • Funds reported $64M of VanEck Retail ETF stock for Q1 2016, down 37% quarter-over-quarter.
  • 12 funds opened new VanEck Retail ETF positions in Q1 2016 and 21 closed out, a net change of -9 holders.
  • The largest VanEck Retail ETF buyer in Q1 2016 was JP Morgan Chase, an estimated $3.66M added.
  • The largest VanEck Retail ETF seller in Q1 2016 was Janney Capital Management, an estimated $18.3M sold.

Based on aggregated 13F filings for Q1 2016.