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VanEck Retail ETF
RTH

48 hedge funds and large institutions have $101M invested in VanEck Retail ETF in 2015 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

4% less funds holding

Funds holding: 50 → 48 (-2)

10.67% less ownership

Funds ownership: 76.84% → 66.17% (-11%)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

33% less capital invested

Capital invested by funds: $151M → $101M (-$49.6M)

69% less call options, than puts

Call options by funds: $503K | Put options by funds: $1.65M

75% less funds holding in top 10

Funds holding in top 10: 4 → 1 (-3)

Holders
48
Holders Change
-2
Holders Change %
-4%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-75%
% of All Funds
0.03%
New
12
Increased
17
Reduced
11
Closed
14
Calls
$503K
Puts
$1.65M
Net Calls
-$1.14M
Net Calls Change
+$158K

Top Buyers

Rank Fund Capital Flow
1
AWM
Affinity Wealth Management
Delaware
+$8.27M
2
Goldman Sachs
Goldman Sachs
New York
+$4.39M
3
JMPWA
JP Morgan Private Wealth Advisors
California
+$4.18M
4
UBS Group
UBS Group
Switzerland
+$3.58M
5
VF
Virtu Financial
New York
+$3M

Top Sellers

Rank Fund Capital Flow
1
CA
Commerzbank Aktiengesellschaft
Germany
-$36.8M
2
JCM
Janney Capital Management
Pennsylvania
-$23.5M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.82M
4
UCFA
United Capital Financial Advisors
Texas
-$8M
5
NCM
Niemann Capital Management
Nevada
-$3.39M
Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
26
Millennium Management
New York
$431K -$65.1K -843 -13%
FMLI
27
Fukoku Mutual Life Insurance
Japan
$427K +$425K +5,500 New
BCM
28
Beck Capital Management
Texas
$412K -$12.5K -162 -3%
HIIFS
29
Harel Insurance Investments & Financial Services
Israel
$326K +$324K +4,200 New
GLRA
30
Gerald L. Ray & Associates
Texas
$210K -$100K -1,300 -33%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$171K +$150K +1,946 +757%
PFG
32
Pacific Financial Group
Washington
$159K – – –
SG Americas Securities
33
SG Americas Securities
New York
$124K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$119K -$11.6K -150 -9%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$110K -$8.82M -114,235 -99%
MFS
36
MSI Financial Services
Massachusetts
$72K +$69.7K +902 +3,007%
CG
37
Cutler Group
California
$69K +$69.5K +900 New
AFP
38
Ausdal Financial Partners
Iowa
$52K +$51.8K +671 New
EWM
39
Evercore Wealth Management
New York
$44K – – –
AIG
40
American International Group
New York
$44K +$5.17K +67 +13%
Creative Planning
41
Creative Planning
Kansas
$24K +$23.2K +300 +7,500%
JP Morgan Chase
42
JP Morgan Chase
New York
$16K -$998K -12,923 -98%
TFA
43
Transamerica Financial Advisors
Florida
$12K – – –
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$12K +$12.3K +159 New
HNB
45
Huntington National Bank
Ohio
$4K – – –
Wells Fargo
46
Wells Fargo
California
$3K +$2.63K +34 New
HT
47
Hefren-Tillotson
Pennsylvania
$3K +$3.09K +40 New
CA
48
Commerzbank Aktiengesellschaft
Germany
– -$36.8M -500,000 Closed
UCFA
49
United Capital Financial Advisors
Texas
– -$8M -108,753 Closed
NCM
50
Niemann Capital Management
Nevada
– -$3.39M -46,100 Closed
1
2
3

RTH Hedge Fund Activity: Q4 2015 in Review

48 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in VanEck Retail ETF (RTH) for Q4 2015, worth a combined $101M — down 33% from $151M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of RTH and 12 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 17 added.

The largest buyer was Affinity Wealth Management, adding an estimated $8.27M. The largest seller was Commerzbank Aktiengesellschaft, exiting entirely with an estimated $36.8M sold.

  • 48 institutional investors held VanEck Retail ETF (RTH) as of Q4 2015, down from 50 in Q3 2015.
  • Funds reported $101M of VanEck Retail ETF stock for Q4 2015, down 33% quarter-over-quarter.
  • 12 funds opened new VanEck Retail ETF positions in Q4 2015 and 14 closed out, a net change of -2 holders.
  • The largest VanEck Retail ETF buyer in Q4 2015 was Affinity Wealth Management, an estimated $8.27M added.
  • The largest VanEck Retail ETF seller in Q4 2015 was Commerzbank Aktiengesellschaft, an estimated $36.8M sold.

Based on aggregated 13F filings for Q4 2015.