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ProShares Ultra Technology

47 hedge funds and large institutions have $59.9M invested in ProShares Ultra Technology in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

60% more call options, than puts

Call options by funds: $11.8M | Put options by funds: $7.36M

12% more funds holding

Funds holding: 4247 (+5)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less capital invested

Capital invested by funds: $66.2M → $59.9M (-$6.32M)

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

82.98% less ownership

Funds ownership: 103.78%20.8% (-83%)

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
10
Reduced
16
Closed
4
Calls
$11.8M
Puts
$7.36M
Net Calls
+$4.43M
Net Calls Change
+$56K
Name Holding Trade Value Shares
Change
Change in
Stake
HCM
1
Howard Capital Management
Georgia
$25M +$2.54M +92,848 +12%
Goldman Sachs
2
Goldman Sachs
New York
$5.69M
TFA
3
Toth Financial Advisory
Virginia
$5.59M -$78.1K -2,860 -1%
RWA
4
Redhawk Wealth Advisors
Minnesota
$4.02M +$751K +27,510 +24%
Osaic Holdings
5
Osaic Holdings
Arizona
$2.34M +$770K +28,178 +52%
CIC
6
Chase Investment Counsel
Virginia
$2.14M
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.13M -$384K -14,052 -16%
CC
8
Claybrook Capital
Massachusetts
$2.07M +$1.99M +72,850 New
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$2.03M +$779K +28,520 +66%
Citadel Advisors
10
Citadel Advisors
Florida
$1.47M -$1.16M -42,428 -45%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.25M +$868K +31,766 +259%
VFA
12
Valeo Financial Advisors
Indiana
$574K -$666K -24,400 -55%
Creative Planning
13
Creative Planning
Kansas
$521K +$33.7K +1,234 +7%
OPS
14
Orion Portfolio Solutions
Nebraska
$487K +$468K +17,130 New
HIS
15
Harvest Investment Services
Illinois
$484K -$55.2K -2,022 -11%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$430K -$167K -6,116 -29%
BIM
17
Bridges Investment Management
Nebraska
$410K
TRCT
18
Tower Research Capital (TRC)
New York
$393K +$58.9K +2,158 +19%
BRWA
19
B. Riley Wealth Advisors
Florida
$310K -$55 -2 -0%
NCM
20
Novare Capital Management
North Carolina
$302K
KAS
21
Kestra Advisory Services
Texas
$262K +$3.82K +140 New
WA
22
Waverly Advisors
Alabama
$244K +$27.3K +1,000 +13%
AFP
23
Ausdal Financial Partners
Iowa
$244K +$235K +8,592 New
Jane Street
24
Jane Street
New York
$229K +$220K +8,064 New
CA
25
Continuum Advisory
Idaho
$217K -$76.5K -2,800 -27%

ROM Hedge Fund Activity: Q3 2020 in Review

47 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q3 2020, worth a combined $59.9M — down 9.5% from $66.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ROM positions and 4 closed out — a net gain of 5 holders — while 10 added to existing stakes and 16 trimmed.

The largest buyer was Howard Capital Management, adding an estimated $2.54M. The largest seller was Geneos Wealth Management, cutting an estimated $21.8M.

  • 47 institutional investors held ProShares Ultra Technology (ROM) as of Q3 2020, up from 42 in Q2 2020.
  • Funds reported $59.9M of ProShares Ultra Technology stock for Q3 2020, down 9.5% quarter-over-quarter.
  • 9 funds opened new ProShares Ultra Technology positions in Q3 2020 and 4 closed out, a net change of +5 holders.
  • The largest ProShares Ultra Technology buyer in Q3 2020 was Howard Capital Management, an estimated $2.54M added.
  • The largest ProShares Ultra Technology seller in Q3 2020 was Geneos Wealth Management, an estimated $21.8M sold.

Based on aggregated 13F filings for Q3 2020.