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ProShares Ultra Technology

16 hedge funds and large institutions have $8.06M invested in ProShares Ultra Technology in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

40% more call options, than puts

Call options by funds: $2.67M | Put options by funds: $1.9M

24% more capital invested

Capital invested by funds: $6.48M → $8.06M (+$1.57M)

14% more funds holding

Funds holding: 1416 (+2)

13.23% less ownership

Funds ownership: 197.37%184.14% (-13%)

Holders
16
Holders Change
+2
Holders Change %
+14.29%
% of All Funds
0.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
5
Reduced
1
Closed
5
Calls
$2.67M
Puts
$1.9M
Net Calls
+$768K
Net Calls Change
+$1.01M
Name Holding Trade Value Shares
Change
Change in
Stake
AI
1
Atria Investments
North Carolina
$2.46M +$406K +133,472 +23%
CA
2
Cetera Advisors
Colorado
$1.91M +$1.69M +556,672 New
TFA
3
Toth Financial Advisory
Virginia
$1.73M +$91.8K +30,176 +6%
LPL Financial
4
LPL Financial
California
$900K +$177K +58,112 +28%
Morgan Stanley
5
Morgan Stanley
New York
$358K +$317K +104,160 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$249K +$220K +72,480 New
S
7
SignatureFD
Georgia
$88K
Wells Fargo
8
Wells Fargo
California
$66K +$48.7K +16,000 +500%
U
9
UBS
Switzerland
$64K -$72.9K -23,968 -56%
Creative Planning
10
Creative Planning
Kansas
$61K +$54K +17,760 New
BAM
11
Brave Asset Management
New Jersey
$55K +$48.7K +16,000 New
Bank of America
12
Bank of America
North Carolina
$43K
AIG
13
American International Group
New York
$33K +$19.5K +6,400 +200%
DADC
14
D.A. Davidson & Co
Montana
$21K +$19.5K +6,400 New
Barclays
15
Barclays
United Kingdom
$19K +$17.1K +5,632 New
TCM
16
Tradewinds Capital Management
Washington
$3K +$2.92K +960 New
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
-$1.94M -639,200 Closed
VKH
18
Virtu KCG Holdings
New York
-$278K -101,696 Closed
Goldman Sachs
19
Goldman Sachs
New York
-$224K -82,080 Closed
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
-$203K -74,272 Closed
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
-$10K -3,520 Closed

ROM Hedge Fund Activity: Q4 2013 in Review

16 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q4 2013, worth a combined $8.06M — up 24% from $6.48M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new ROM positions and 5 closed out — a net gain of 3 holders — while 5 added to existing stakes and 1 trimmed.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $1.69M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.94M sold.

  • 16 institutional investors held ProShares Ultra Technology (ROM) as of Q4 2013, up from 14 in Q3 2013.
  • Funds reported $8.06M of ProShares Ultra Technology stock for Q4 2013, up 24% quarter-over-quarter.
  • 8 funds opened new ProShares Ultra Technology positions in Q4 2013 and 5 closed out, a net change of +3 holders.
  • The largest ProShares Ultra Technology buyer in Q4 2013 was Cetera Advisors, an estimated $1.69M added.
  • The largest ProShares Ultra Technology seller in Q4 2013 was Susquehanna International Group, an estimated $1.94M sold.

Based on aggregated 13F filings for Q4 2013.