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ProShares Ultra Technology

28 hedge funds and large institutions have $17.2M invested in ProShares Ultra Technology in 2017 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,000% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 1

47% more funds holding

Funds holding: 1928 (+9)

42% more capital invested

Capital invested by funds: $12.1M → $17.2M (+$5.04M)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

31.38% less ownership

Funds ownership: 89.97%58.59% (-31%)

41% less call options, than puts

Call options by funds: $2M | Put options by funds: $3.41M

Holders
28
Holders Change
+9
Holders Change %
+47.37%
% of All Funds
0.7%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
6
Reduced
7
Closed
1
Calls
$2M
Puts
$3.41M
Net Calls
-$1.41M
Net Calls Change
+$11M
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
1
Citadel Advisors
Florida
$3.39M +$461K +51,440 +17%
Goldman Sachs
2
Goldman Sachs
New York
$3.38M +$1.4M +156,160 +76%
TFA
3
Toth Financial Advisory
Virginia
$3.11M -$53.1K -5,928 -2%
GWM
4
Geneos Wealth Management
Colorado
$1.94M +$679K +75,808 +58%
Jane Street
5
Jane Street
New York
$1.06M +$1.02M +113,384 New
SG Americas Securities
6
SG Americas Securities
New York
$712K +$680K +76,000 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$517K -$1.13M -126,624 -70%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$416K -$62.6K -6,992 -14%
VF
9
Virtu Financial
New York
$386K +$369K +41,248 New
Bank of America
10
Bank of America
North Carolina
$364K +$213K +23,808 +158%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$336K -$770K -86,008 -71%
CCP
12
Corient Capital Partners
California
$240K
KIA
13
KCM Investment Advisors
California
$240K +$229K +25,600 New
GT
14
Glenmede Trust
Pennsylvania
$239K +$229K +25,600 New
FNBOO
15
First National Bank of Omaha
Nebraska
$225K +$215K +24,000 New
Barclays
16
Barclays
United Kingdom
$184K +$133K +14,864 +312%
AG
17
Advisor Group
Arizona
$125K +$4.3K +480 +4%
CG
18
Cutler Group
California
$104K +$100K +11,200 New
Morgan Stanley
19
Morgan Stanley
New York
$61K -$35.3K -3,944 -38%
RPG
20
Risk Paradigm Group
Texas
$30.6K -$36.2K -4,040 -55%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$30K +$28.6K +3,200 New
IA
22
IFP Advisors
Florida
$28K
Simplex Trading
23
Simplex Trading
Illinois
$21K +$21K +2,344 New
MFW
24
Mosaic Family Wealth
Missouri
$15K +$14.3K +1,600 New
NSIM
25
North Star Investment Management
Illinois
$11K

ROM Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q3 2017, worth a combined $17.2M — up 42% from $12.1M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new ROM positions and 1 closed out — a net gain of 10 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $1.4M. The largest seller was Envestnet Asset Management, cutting an estimated $1.13M.

  • 28 institutional investors held ProShares Ultra Technology (ROM) as of Q3 2017, up from 19 in Q2 2017.
  • Funds reported $17.2M of ProShares Ultra Technology stock for Q3 2017, up 42% quarter-over-quarter.
  • 11 funds opened new ProShares Ultra Technology positions in Q3 2017 and 1 closed out, a net change of +10 holders.
  • The largest ProShares Ultra Technology buyer in Q3 2017 was Goldman Sachs, an estimated $1.4M added.
  • The largest ProShares Ultra Technology seller in Q3 2017 was Envestnet Asset Management, an estimated $1.13M sold.

Based on aggregated 13F filings for Q3 2017.