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ProShares Ultra Technology

21 hedge funds and large institutions have $11.8M invested in ProShares Ultra Technology in 2016 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more call options, than puts

Call options by funds: $3.75M | Put options by funds: $2.85M

3% less capital invested

Capital invested by funds: $12.1M → $11.8M (-$333K)

11.27% less ownership

Funds ownership: 169.09%157.82% (-11%)

16% less funds holding

Funds holding: 2521 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

67% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 9

Holders
21
Holders Change
-4
Holders Change %
-16%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
3
Reduced
9
Closed
6
Calls
$3.75M
Puts
$2.85M
Net Calls
+$902K
Net Calls Change
+$1.74M
Name Holding Trade Value Shares
Change
Change in
Stake
CG
1
Cutler Group
California
$2.98M +$2.94M +492,288 New
TFA
2
Toth Financial Advisory
Virginia
$2.24M -$83.3K -13,952 -4%
Goldman Sachs
3
Goldman Sachs
New York
$1.33M
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$1.28M -$136K -22,720 -10%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.05M +$255K +42,720 +33%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$958K -$48.2K -8,080 -5%
Citadel Advisors
7
Citadel Advisors
Florida
$714K -$309K -51,696 -31%
VKH
8
Virtu KCG Holdings
New York
$468K -$366K -61,344 -44%
TH
9
Timber Hill
Connecticut
$210K -$504K -84,448 -71%
RPG
10
Risk Paradigm Group
Texas
$180K +$87.6K +14,672 +98%
Bank of America
11
Bank of America
North Carolina
$93K +$6.21K +1,040 +7%
AG
12
Advisor Group
Arizona
$69K -$2.67K -448 -4%
Morgan Stanley
13
Morgan Stanley
New York
$61K -$13.9K -2,336 -19%
Manulife (Manufacturers Life Insurance)
14
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$49K +$47.8K +8,000 New
Creative Planning
15
Creative Planning
Kansas
$41K
IA
16
IFP Advisors
Florida
$18K -$9.55K -1,600 -34%
NSIM
17
North Star Investment Management
Illinois
$7K
SEI Investments
18
SEI Investments
Pennsylvania
$6K
UCFA
19
United Capital Financial Advisors
Texas
-$891K -149,344 Closed
Jane Street
20
Jane Street
New York
-$813K -136,144 Closed
TC
21
Telemus Capital
Michigan
-$291K -48,720 Closed
LPL Financial
22
LPL Financial
California
-$211K -35,776 Closed
Simplex Trading
23
Simplex Trading
Illinois
-$102K -17,184 Closed
BAM
24
Brave Asset Management
New Jersey
-$76K -12,800 Closed

ROM Hedge Fund Activity: Q4 2016 in Review

21 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q4 2016, worth a combined $11.8M — down 2.7% from $12.1M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of ROM and 2 opened new positions — a net loss of 4 holders — while 9 trimmed existing stakes and 3 added.

The largest buyer was Cutler Group, opening a new position worth an estimated $2.94M. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $891K sold.

  • 21 institutional investors held ProShares Ultra Technology (ROM) as of Q4 2016, down from 25 in Q3 2016.
  • Funds reported $11.8M of ProShares Ultra Technology stock for Q4 2016, down 2.7% quarter-over-quarter.
  • 2 funds opened new ProShares Ultra Technology positions in Q4 2016 and 6 closed out, a net change of -4 holders.
  • The largest ProShares Ultra Technology buyer in Q4 2016 was Cutler Group, an estimated $2.94M added.
  • The largest ProShares Ultra Technology seller in Q4 2016 was United Capital Financial Advisors, an estimated $891K sold.

Based on aggregated 13F filings for Q4 2016.