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ProShares Ultra Technology

14 hedge funds and large institutions have $6.48M invested in ProShares Ultra Technology in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 2 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

0% more funds holding

Funds holding: 1414 (0)

10% less call options, than puts

Call options by funds: $2.1M | Put options by funds: $2.35M

37% less capital invested

Capital invested by funds: $10.3M → $6.48M (-$3.84M)

67% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 6

106.61% less ownership

Funds ownership: 303.98%197.37% (-107%)

Holders
14
Holders Change
Holders Change %
0%
% of All Funds
0.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
2
Reduced
6
Closed
3
Calls
$2.1M
Puts
$2.35M
Net Calls
-$245K
Net Calls Change
+$3.18M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.75M -$3.44M -1,300,480 -67%
AI
2
Atria Investments
North Carolina
$1.59M +$607K +229,568 +65%
TFA
3
Toth Financial Advisory
Virginia
$1.29M +$23.7K +8,960 +2%
LPL Financial
4
LPL Financial
California
$574K -$241K -91,168 -31%
GML
5
Gems Management Ltd
Bahamas
$328K +$318K +120,128 New
VKH
6
Virtu KCG Holdings
New York
$278K +$269K +101,696 New
Goldman Sachs
7
Goldman Sachs
New York
$224K -$175K -66,112 -45%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$203K -$79.2K -29,952 -29%
U
9
UBS
Switzerland
$117K -$94K -35,552 -45%
S
10
SignatureFD
Georgia
$70K
Bank of America
11
Bank of America
North Carolina
$35K
Northwestern Mutual Wealth Management
12
Northwestern Mutual Wealth Management
Wisconsin
$10K +$9.31K +3,520 New
Wells Fargo
13
Wells Fargo
California
$9K -$85 -32 -1%
AIG
14
American International Group
New York
$8.74K +$8.46K +3,200 New
TH
15
Timber Hill
Connecticut
-$698K -292,800 Closed
CS
16
Credit Suisse
Switzerland
-$415K -174,080 Closed
MA
17
MUFG Americas
New York
-$10K -4,000 Closed

ROM Hedge Fund Activity: Q3 2013 in Review

14 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q3 2013, worth a combined $6.48M — down 37% from $10.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new ROM positions and 3 closed out — a net gain of 1 holder — while 2 added to existing stakes and 6 trimmed.

The largest buyer was Atria Investments, adding an estimated $607K. The largest seller was Susquehanna International Group, cutting an estimated $3.44M.

  • 14 institutional investors held ProShares Ultra Technology (ROM) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $6.48M of ProShares Ultra Technology stock for Q3 2013, down 37% quarter-over-quarter.
  • 4 funds opened new ProShares Ultra Technology positions in Q3 2013 and 3 closed out, a net change of +1 holder.
  • The largest ProShares Ultra Technology buyer in Q3 2013 was Atria Investments, an estimated $607K added.
  • The largest ProShares Ultra Technology seller in Q3 2013 was Susquehanna International Group, an estimated $3.44M sold.

Based on aggregated 13F filings for Q3 2013.