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ProShares Ultra Technology
ROM

58 hedge funds and large institutions have $61.7M invested in ProShares Ultra Technology in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more call options, than puts

Call options by funds: $12M | Put options by funds: $3.25M

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

108% more capital invested

Capital invested by funds: $29.6M → $61.7M (+$32.1M)

14% more funds holding

Funds holding: 51 → 58 (+7)

5.84% more ownership

Funds ownership: 7.3% → 13.14% (+5.8%)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
58
Holders Change
+7
Holders Change %
+13.73%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
10
Reduced
11
Closed
6
Calls
$12M
Puts
$3.25M
Net Calls
+$8.79M
Net Calls Change
-$4.49M

Top Buyers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
+$20.9M
2
OMC
Old Mission Capital
Illinois
+$6.25M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.66M
4
Jane Street
Jane Street
New York
+$1.64M
5
CC
Claybrook Capital
Massachusetts
+$1.26M

Top Sellers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
-$667K
2
Osaic Holdings
Osaic Holdings
Arizona
-$458K
3
KFS
Kelly Financial Services
Massachusetts
-$400K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$376K
5
NCM
Novare Capital Management
North Carolina
-$254K
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
51
Barclays
United Kingdom
$7K -$38.3K -722 -84%
LWANC
52
Laurel Wealth Advisors (North Carolina)
North Carolina
$7K – – –
TCM
53
Tradewinds Capital Management
Washington
$4K – – –
BWP
54
Baldwin Wealth Partners
Massachusetts
$3K – – –
IA
55
IFP Advisors
Florida
$3K – – –
AW
56
Avion Wealth
Texas
$1K – – –
CIAS
57
Capital Investment Advisory Services
North Carolina
$1K +$1.06K +20 New
KFS
58
Kelly Financial Services
Massachusetts
– -$400K -77,032 Closed
Creative Planning
59
Creative Planning
Kansas
– -$667K -13,852 Closed
NCM
60
Novare Capital Management
North Carolina
– -$254K -5,280 Closed
SIA
61
Soltis Investment Advisors
Utah
– -$223K -4,642 Closed
ASN
62
Advisory Services Network
Georgia
– -$46K -948 Closed
TWA
63
TCI Wealth Advisors
Arizona
– -$2K -40 Closed
Fidelity Investments
64
Fidelity Investments
Massachusetts
– +$106 +2 New
1 2
3

ROM Hedge Fund Activity: Q3 2021 in Review

58 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q3 2021, worth a combined $61.7M — up 108% from $29.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ROM positions and 6 closed out — a net gain of 8 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Geneos Wealth Management, adding an estimated $20.9M. The largest seller was Creative Planning, exiting entirely with an estimated $667K sold.

  • 58 institutional investors held ProShares Ultra Technology (ROM) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $61.7M of ProShares Ultra Technology stock for Q3 2021, up 108% quarter-over-quarter.
  • 14 funds opened new ProShares Ultra Technology positions in Q3 2021 and 6 closed out, a net change of +8 holders.
  • The largest ProShares Ultra Technology buyer in Q3 2021 was Geneos Wealth Management, an estimated $20.9M added.
  • The largest ProShares Ultra Technology seller in Q3 2021 was Creative Planning, an estimated $667K sold.

Based on aggregated 13F filings for Q3 2021.