We are live on ! Find out more
ROM icon

ProShares Ultra Technology
ROM

58 hedge funds and large institutions have $61.7M invested in ProShares Ultra Technology in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

270% more call options, than puts

Call options by funds: $12M | Put options by funds: $3.25M

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

108% more capital invested

Capital invested by funds: $29.6M → $61.7M (+$32.1M)

14% more funds holding

Funds holding: 51 → 58 (+7)

5.84% more ownership

Funds ownership: 7.3% → 13.14% (+5.8%)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
58
Holders Change
+7
Holders Change %
+13.73%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
10
Reduced
11
Closed
6
Calls
$12M
Puts
$3.25M
Net Calls
+$8.79M
Net Calls Change
-$4.49M

Top Buyers

Rank Fund Capital Flow
1
GWM
Geneos Wealth Management
Colorado
+$20.9M
2
OMC
Old Mission Capital
Illinois
+$6.25M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.66M
4
Jane Street
Jane Street
New York
+$1.64M
5
CC
Claybrook Capital
Massachusetts
+$1.26M

Top Sellers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
-$667K
2
Osaic Holdings
Osaic Holdings
Arizona
-$458K
3
KFS
Kelly Financial Services
Massachusetts
-$400K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$376K
5
NCM
Novare Capital Management
North Carolina
-$254K
Name Holding Trade Value Shares
Change 		Change in
Stake
PPW
26
Parcion Private Wealth
Washington
$259K – – –
MIG
27
McGuire Investment Group
Rhode Island
$248K -$31.8K -600 -11%
BAM
28
Brave Asset Management
New Jersey
$243K -$15.7K -296 -6%
IAN
29
Integrated Advisors Network
Texas
$239K +$255K +4,812 New
Morgan Stanley
30
Morgan Stanley
New York
$237K +$126K +2,372 +98%
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$192K +$35K +660 +21%
Qube Research & Technologies (QRT)
32
Qube Research & Technologies (QRT)
United Kingdom
$114K +$122K +2,304 New
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$90.8K +$97K +1,828 New
Wells Fargo
34
Wells Fargo
California
$89K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$64K – – –
RCA
36
Ranch Capital Advisors
Florida
$49K – – –
CG
37
Cutler Group
California
$49K +$10.6K +200 +25%
AF
38
Allworth Financial
California
$44K – – –
NWM
39
Navigation Wealth Management
Colorado
$40K – – –
NFSG
40
Newbridge Financial Services Group
Florida
$40K +$42.4K +800 New
IFAM
41
Institutional & Family Asset Management
Colorado
$37K +$39.5K +744 New
AWA
42
Arkadios Wealth Advisors
Georgia
$34K +$37.1K +700 New
JP Morgan Chase
43
JP Morgan Chase
New York
$33K -$18K -340 -34%
PNC Financial Services Group
44
PNC Financial Services Group
Pennsylvania
$31K – – –
TC
45
Truvestments Capital
Florida
$31K – – –
SPIA
46
Steward Partners Investment Advisory
New York
$30K -$31.8K -600 -50%
Bank of America
47
Bank of America
North Carolina
$26K +$21.2K +400 +333%
SWM
48
Sugarloaf Wealth Management
Georgia
$21K – – –
MCM
49
MV Capital Management
Maryland
$20K – – –
BWM
50
BerganKDV Wealth Management
Minnesota
$14K +$14.9K +280 New
1
2
3

ROM Hedge Fund Activity: Q3 2021 in Review

58 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q3 2021, worth a combined $61.7M — up 108% from $29.6M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new ROM positions and 6 closed out — a net gain of 8 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Geneos Wealth Management, adding an estimated $20.9M. The largest seller was Creative Planning, exiting entirely with an estimated $667K sold.

  • 58 institutional investors held ProShares Ultra Technology (ROM) as of Q3 2021, up from 51 in Q2 2021.
  • Funds reported $61.7M of ProShares Ultra Technology stock for Q3 2021, up 108% quarter-over-quarter.
  • 14 funds opened new ProShares Ultra Technology positions in Q3 2021 and 6 closed out, a net change of +8 holders.
  • The largest ProShares Ultra Technology buyer in Q3 2021 was Geneos Wealth Management, an estimated $20.9M added.
  • The largest ProShares Ultra Technology seller in Q3 2021 was Creative Planning, an estimated $667K sold.

Based on aggregated 13F filings for Q3 2021.