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ProShares Ultra Technology
ROM

44 hedge funds and large institutions have $60.1M invested in ProShares Ultra Technology in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 17 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

168% more call options, than puts

Call options by funds: $6.93M | Put options by funds: $2.59M

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

3.71% less ownership

Funds ownership: 19.56% → 15.85% (-3.7%)

17% less capital invested

Capital invested by funds: $72.4M → $60.1M (-$12.3M)

21% less funds holding

Funds holding: 56 → 44 (-12)

65% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 17

69% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 16

Holders
44
Holders Change
-12
Holders Change %
-21.43%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
6
Reduced
17
Closed
16
Calls
$6.93M
Puts
$2.59M
Net Calls
+$4.34M
Net Calls Change
-$2.84M

Top Buyers

Rank Fund Capital Flow
1
HCM
Howard Capital Management
Georgia
+$2.4M
2
OPS
Orion Portfolio Solutions
Nebraska
+$272K
3
Simplex Trading
Simplex Trading
Illinois
+$137K
4
RWA
Redhawk Wealth Advisors
Minnesota
+$116K
5
CA
Continuum Advisory
Idaho
+$86.6K

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$7.16M
2
Citadel Advisors
Citadel Advisors
Florida
-$4.16M
3
CIC
Chase Investment Counsel
Virginia
-$2.7M
4
Jane Street
Jane Street
New York
-$1.75M
5
HF
HRT Financial
New York
-$1.49M
Name Holding Trade Value Shares
Change 		Change in
Stake
Northwestern Mutual Wealth Management
26
Northwestern Mutual Wealth Management
Wisconsin
$120K – – –
GWM
27
Geneos Wealth Management
Colorado
$79K – – –
Wells Fargo
28
Wells Fargo
California
$67K -$8.28K -220 -11%
JP Morgan Chase
29
JP Morgan Chase
New York
$48K -$2.03K -54 -4%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$48K – – –
SPIA
31
Steward Partners Investment Advisory
New York
$45.1K +$45.2K +1,200 New
TC
32
Truvestments Capital
Florida
$43K – – –
AF
33
Allworth Financial
California
$33K +$33.4K +886 New
NWM
34
Navigation Wealth Management
Colorado
$29K +$29.4K +782 New
Morgan Stanley
35
Morgan Stanley
New York
$15K -$228K -6,064 -94%
EP
36
Eudaimonia Partners
Tennessee
$8K -$12.6K -336 -60%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$8K – – –
MLFP
38
MPS Loria Financial Planners
Illinois
$7K – – –
LWANC
39
Laurel Wealth Advisors (North Carolina)
North Carolina
$5K – – –
TCM
40
Tradewinds Capital Management
Washington
$3K – – –
BWP
41
Baldwin Wealth Partners
Massachusetts
$2K – – –
IA
42
IFP Advisors
Florida
$2K – – –
AW
43
Avion Wealth
Texas
$1K +$979 +26 New
SWM
44
Sugarloaf Wealth Management
Georgia
$16 – – –
Goldman Sachs
45
Goldman Sachs
New York
– -$7.16M -200,000 Closed
CIC
46
Chase Investment Counsel
Virginia
– -$2.7M -75,280 Closed
Jane Street
47
Jane Street
New York
– -$1.75M -46,450 Closed
CC
48
Claybrook Capital
Massachusetts
– -$788K -22,000 Closed
NCM
49
Novare Capital Management
North Carolina
– -$380K -10,600 Closed
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
– -$310K -8,664 Closed
1
2
3

ROM Hedge Fund Activity: Q1 2021 in Review

44 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ProShares Ultra Technology (ROM) for Q1 2021, worth a combined $60.1M — down 17% from $72.4M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of ROM and 5 opened new positions — a net loss of 11 holders — while 17 trimmed existing stakes and 6 added.

The largest buyer was Howard Capital Management, adding an estimated $2.4M. The largest seller was Goldman Sachs, exiting entirely with an estimated $7.16M sold.

  • 44 institutional investors held ProShares Ultra Technology (ROM) as of Q1 2021, down from 56 in Q4 2020.
  • Funds reported $60.1M of ProShares Ultra Technology stock for Q1 2021, down 17% quarter-over-quarter.
  • 5 funds opened new ProShares Ultra Technology positions in Q1 2021 and 16 closed out, a net change of -11 holders.
  • The largest ProShares Ultra Technology buyer in Q1 2021 was Howard Capital Management, an estimated $2.4M added.
  • The largest ProShares Ultra Technology seller in Q1 2021 was Goldman Sachs, an estimated $7.16M sold.

Based on aggregated 13F filings for Q1 2021.