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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
DnB Asset Management
151
DnB Asset Management
Norway
$11.1M -$1.53M -10,225 -13%
KFS
152
Kurt F. Somerville
$11M +$48.7K +326 +0.5%
ACI
153
AMP Capital Investors
Australia
$10.7M -$2.23M -14,891 -18%
MLICM
154
Metropolitan Life Insurance Company (MetLife)
New York
$10.5M -$115K -768 -1%
AIG
155
American International Group
New York
$10.5M +$3.74K +25 +0%
SIA
156
Sit Investment Associates
Minnesota
$10.1M +$9.72M +65,050 New
Macquarie Group
157
Macquarie Group
Australia
$9.8M +$8.22M +55,037 +697%
Retirement Systems of Alabama
158
Retirement Systems of Alabama
Alabama
$9.68M +$207K +1,383 +2%
Natixis Advisors
159
Natixis Advisors
Massachusetts
$9.52M -$134K -897 -1%
Ohio Public Employees Retirement System (OPERS)
160
Ohio Public Employees Retirement System (OPERS)
Ohio
$9.27M – – –
GAM
161
Gotham Asset Management
New York
$9.27M -$7.38M -49,404 -45%
Adage Capital Partners
162
Adage Capital Partners
Massachusetts
$9.17M -$3.74M -25,005 -30%
IP
163
Interval Partners
New York
$9.11M +$8.74M +58,500 New
Daiwa Securities Group
164
Daiwa Securities Group
Japan
$9.09M +$8.23M +55,050 +1,643%
OTPPB
165
Ontario Teachers' Pension Plan Board
Ontario, Canada
$9.03M +$59.5K +398 +0.7%
GL
166
GLG LLC
New York
$8.98M +$8.61M +57,650 New
TD Asset Management
167
TD Asset Management
Ontario, Canada
$8.72M +$206K +1,380 +3%
HTHT
168
Hemenway Trust Hemenway Trust
New Hampshire
$8.45M +$35.9K +240 +0.4%
FHAM
169
Folger Hill Asset Management
New York
$8.22M +$7.89M +52,800 New
ERSOT
170
Employees Retirement System of Texas
Texas
$8.19M +$6.81M +45,600 +651%
1832 Asset Management
171
1832 Asset Management
Ontario, Canada
$8.11M -$19.3M -129,203 -71%
DekaBank Deutsche Girozentrale
172
DekaBank Deutsche Girozentrale
Germany
$8.05M +$4.84M +32,375 +170%
LIC
173
Lodestar Investment Counsel
Illinois
$7.95M +$288K +1,930 +4%
BCM
174
BlueCrest Capital Management
Jersey
$7.83M +$7.51M +50,258 New
RJA
175
Raymond James & Associates
Florida
$7.82M +$1.04M +6,941 +16%
5 6
7
8 9

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.