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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Canada Pension Plan Investment Board
126
Canada Pension Plan Investment Board
Ontario, Canada
$15.9M +$8.82M +59,000 +137%
SEI Investments
127
SEI Investments
Pennsylvania
$15.7M -$1.11M -7,403 -7%
KeyBank National Association
128
KeyBank National Association
Ohio
$15.6M +$2.14M +14,351 +17%
Citigroup
129
Citigroup
New York
$15.5M +$3.76M +25,189 +34%
AAM
130
Advisors Asset Management
Colorado
$15.4M -$468K -3,135 -3%
DFO
131
Duquesne Family Office
New York
$15.4M +$14.8M +99,000 New
Canada Life
132
Canada Life
Manitoba, Canada
$14.9M +$60.8K +407 +0.4%
SPPAM
133
Summit Partners Public Asset Management
Massachusetts
$14.8M +$3.74M +25,000 +36%
Teacher Retirement System of Texas
134
Teacher Retirement System of Texas
Texas
$14.7M +$3.15M +21,089 +29%
VFA
135
Virtus Fund Advisers
Connecticut
$13.7M -$3.37M -22,550 -20%
State of Wisconsin Investment Board
136
State of Wisconsin Investment Board
Wisconsin
$13.4M +$2.21M +14,798 +21%
KCM
137
Kornitzer Capital Management
Kansas
$13.4M -$129K -860 -1%
VOYA Investment Management
138
VOYA Investment Management
Georgia
$12.9M -$319K -2,133 -3%
Fisher Asset Management
139
Fisher Asset Management
Washington
$12.8M -$1.45M -9,716 -11%
Aviva
140
Aviva
United Kingdom
$12.5M -$811K -5,429 -6%
State of New Jersey Common Pension Fund D
141
State of New Jersey Common Pension Fund D
New Jersey
$12.5M +$12M +80,000 New
SCM
142
Suffolk Capital Management
New York
$12.3M -$438K -2,928 -4%
BFO
143
Boston Family Office
Massachusetts
$12.3M -$1.34M -8,973 -10%
SGAM
144
Smith Group Asset Management
Texas
$12M +$11.5M +77,000 New
Barclays
145
Barclays
United Kingdom
$12M +$2.63M +17,570 +30%
SAM
146
Shell Asset Management
Netherlands
$11.9M -$1.23M -8,207 -10%
Kayne Anderson Rudnick Investment Management
147
Kayne Anderson Rudnick Investment Management
California
$11.9M +$11.4M +76,251 New
SIC
148
Schwartz Investment Counsel
Michigan
$11.7M – – –
US Bancorp
149
US Bancorp
Minnesota
$11.4M -$11.7M -78,195 -52%
BCIM
150
British Columbia Investment Management
British Columbia, Canada
$11.2M +$955K +6,394 +10%
4 5
6
7 8

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.