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Rockwell Automation
ROK

626 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 51 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $60.4M | Put options by funds: $29.5M

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

34% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 38

3% more capital invested

Capital invested by funds: $11.3B → $11.7B (+$385M)

2% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 211

1% more funds holding

Funds holding: 622 → 626 (+4)

1.31% less ownership

Funds ownership: 74.96% → 73.65% (-1.3%)

Holders
626
Holders Change
+4
Holders Change %
+0.64%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
51
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
Credit Suisse
Switzerland
+$36M
2
Deutsche Bank
Deutsche Bank
Germany
+$35.7M
3
JHIU
Janus Henderson Investors US
Colorado
+$29.2M
4
UBS Group
UBS Group
Switzerland
+$25.8M
5
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$24.4M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$117M
2
Ameriprise
Ameriprise
Minnesota
-$103M
3
Swedbank
Swedbank
Sweden
-$56.5M
4
YCMGA
York Capital Management Global Advisors
New York
-$56.4M
5
Franklin Resources
Franklin Resources
California
-$51.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
STMM
101
South Texas Money Management
Texas
$20M -$150K -1,285 -0.8%
VFA
102
Virtus Fund Advisers
Connecticut
$19.1M -$1.61M -13,800 -8%
IAMU
103
Impax Asset Management (UK)
United Kingdom
$19M -$2.6M -22,217 -13%
US Bancorp
104
US Bancorp
Minnesota
$18.6M -$551K -4,716 -3%
Morgan Stanley
105
Morgan Stanley
New York
$18.4M +$3.69M +31,552 +27%
WI
106
Wafra Inc
New York
$18.3M +$14M +119,415 +391%
PAM
107
Panagora Asset Management
Massachusetts
$17.5M -$1.91M -16,330 -10%
PNC Financial Services Group
108
PNC Financial Services Group
Pennsylvania
$17.1M -$321K -2,742 -2%
Adage Capital Partners
109
Adage Capital Partners
Massachusetts
$16.7M +$16M +136,411 New
CCM
110
Copeland Capital Management
Pennsylvania
$16.4M +$9.05M +77,410 +136%
Manulife (Manufacturers Life Insurance)
111
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$16.3M -$739K -6,321 -5%
SEI Investments
112
SEI Investments
Pennsylvania
$16.1M +$3.59M +30,708 +30%
BGIM
113
Brandywine Global Investment Management
Pennsylvania
$15.9M -$159K -1,359 -1%
DFO
114
Duquesne Family Office
New York
$15.9M – – –
Royal Bank of Canada
115
Royal Bank of Canada
Ontario, Canada
$15.6M +$323K +2,765 +2%
RS
116
Robeco Schweiz
Switzerland
$15.3M +$5.11M +43,659 +50%
AG
117
Aperio Group
California
$14.2M +$95.9K +820 +0.7%
Chevy Chase Trust
118
Chevy Chase Trust
Maryland
$13.2M -$386K -3,299 -3%
AAM
119
Advisors Asset Management
Colorado
$12.5M -$753K -6,437 -6%
SCM
120
Suffolk Capital Management
New York
$12.4M -$406K -3,474 -3%
National Pension Service
121
National Pension Service
South Korea
$12.2M +$1,000K +8,551 +9%
Canada Life
122
Canada Life
Manitoba, Canada
$12M +$23.2K +198 +0.2%
Citadel Advisors
123
Citadel Advisors
Florida
$12M +$8.82M +75,462 +337%
1832 Asset Management
124
1832 Asset Management
Ontario, Canada
$11.9M +$6.08M +52,000 +114%
Fisher Asset Management
125
Fisher Asset Management
Washington
$11.8M -$1.92M -16,459 -15%
3 4
5
6 7

ROK Hedge Fund Activity: Q3 2016 in Review

626 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2016, worth a combined $11.7B — up 3.4% from $11.3B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new ROK positions and 38 closed out — a net gain of 13 holders — while 216 added to existing stakes and 211 trimmed.

The largest buyer was Credit Suisse, adding an estimated $36M. The largest seller was Fidelity Investments, cutting an estimated $117M.

  • 626 institutional investors held Rockwell Automation (ROK) as of Q3 2016, up from 622 in Q2 2016.
  • Funds reported $11.7B of Rockwell Automation stock for Q3 2016, up 3.4% quarter-over-quarter.
  • 51 funds opened new Rockwell Automation positions in Q3 2016 and 38 closed out, a net change of +13 holders.
  • The largest Rockwell Automation buyer in Q3 2016 was Credit Suisse, an estimated $36M added.
  • The largest Rockwell Automation seller in Q3 2016 was Fidelity Investments, an estimated $117M sold.

Based on aggregated 13F filings for Q3 2016.