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Rockwell Automation

561 hedge funds and large institutions have $11B invested in Rockwell Automation in 2014 Q3 according to their latest regulatory filings, with 44 funds opening new positions, 199 increasing their positions, 214 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

299% more call options, than puts

Call options by funds: $58.4M | Put options by funds: $14.6M

7% less repeat investments, than reductions

Existing positions increased: 199 | Existing positions reduced: 214

1.62% less ownership

Funds ownership: 74.47%72.84% (-1.6%)

3% less funds holding

Funds holding: 577561 (-16)

15% less capital invested

Capital invested by funds: $12.9B → $11B (-$1.92B)

15% less first-time investments, than exits

New positions opened: 44 | Existing positions closed: 52

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
561
Holders Change
-16
Holders Change %
-2.77%
% of All Funds
16.28%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
44
Increased
199
Reduced
214
Closed
52
Calls
$58.4M
Puts
$14.6M
Net Calls
+$43.7M
Net Calls Change
-$3.23M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$19M +$1.51M +12,893 +8%
PPA
102
Parametric Portfolio Associates
Washington
$19M -$52.4K -446 -0.3%
BHC
103
Bowen Hanes & Co
Florida
$18.6M -$4.21M -35,865 -17%
GAM
104
Gotham Asset Management
New York
$18.3M +$17.2M +146,459 +724%
Public Employees Retirement Association of Colorado
105
Public Employees Retirement Association of Colorado
Colorado
$18.2M -$98.1K -835 -0.5%
Caisse de Depot et Placement du Quebec (CDPQ)
106
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$17.8M +$10.2M +86,651 +114%
WPC
107
Waters Parkerson & Co
Louisiana
$17.2M -$15.4K -131 -0.1%
ACP
108
Ashfield Capital Partners
California
$17M -$415K -3,535 -2%
HCM
109
Heathbridge Capital Management
Ontario, Canada
$17M +$58.8K +500 +0.3%
Robeco Institutional Asset Management
110
Robeco Institutional Asset Management
Netherlands
$16.9M -$1.78M -15,121 -9%
Fidelity International
111
Fidelity International
Bermuda
$16.5M -$20.8M -176,762 -54%
BJ
112
BlackRock Japan
Japan
$16.3M +$984K +8,374 +6%
Barclays
113
Barclays
United Kingdom
$16.1M -$95.5K -813 -0.5%
Millennium Management
114
Millennium Management
New York
$15.7M -$1.59M -13,532 -9%
Luther King Capital Management (LKCM)
115
Luther King Capital Management (LKCM)
Texas
$15.4M +$2.54M +21,637 +18%
RCM
116
Riverhead Capital Management
Delaware
$15.3M +$4.4M +37,413 +37%
Royal Bank of Canada
117
Royal Bank of Canada
Ontario, Canada
$15M +$456K +3,881 +3%
Swiss National Bank
118
Swiss National Bank
Switzerland
$14.6M -$282K -2,400 -2%
TAM
119
Trillium Asset Management
Massachusetts
$14M +$4.04M +34,344 +37%
FPCG
120
Fort Pitt Capital Group
Pennsylvania
$13.9M +$14.9M +126,542 +99,639%
ACI
121
AMP Capital Investors
Australia
$13.6M -$1.1M -9,381 -7%
WBC
122
Westpac Banking Corp
Australia
$13.5M +$3.16M +26,935 +28%
Fisher Asset Management
123
Fisher Asset Management
Washington
$13.5M -$853K -7,260 -6%
RMCM
124
Reynders McVeigh Capital Management
Massachusetts
$12.9M +$3.61M +30,710 +36%
EA
125
Euclid Advisors
Connecticut
$12.9M +$1.78M +15,177 +15%

ROK Hedge Fund Activity: Q3 2014 in Review

561 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2014, worth a combined $11B — down 15% from $12.9B a quarter earlier.

Sellers outnumbered buyers: 52 funds closed out of ROK and 44 opened new positions — a net loss of 8 holders — while 214 trimmed existing stakes and 199 added.

The largest buyer was Capital World Investors, adding an estimated $52.9M. The largest seller was American Century Companies, cutting an estimated $107M.

  • 561 institutional investors held Rockwell Automation (ROK) as of Q3 2014, down from 577 in Q2 2014.
  • Funds reported $11B of Rockwell Automation stock for Q3 2014, down 15% quarter-over-quarter.
  • 44 funds opened new Rockwell Automation positions in Q3 2014 and 52 closed out, a net change of -8 holders.
  • The largest Rockwell Automation buyer in Q3 2014 was Capital World Investors, an estimated $52.9M added.
  • The largest Rockwell Automation seller in Q3 2014 was American Century Companies, an estimated $107M sold.

Based on aggregated 13F filings for Q3 2014.