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Rockwell Automation
ROK

1,134 hedge funds and large institutions have $31.8B invested in Rockwell Automation in 2021 Q4 according to their latest regulatory filings, with 182 funds opening new positions, 395 increasing their positions, 347 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 182 | Existing positions closed: 65

83% more call options, than puts

Call options by funds: $107M | Put options by funds: $58.3M

40% more funds holding in top 10

Funds holding in top 10: 15 → 21 (+6)

19% more capital invested

Capital invested by funds: $26.8B → $31.8B (+$5.03B)

14% more repeat investments, than reductions

Existing positions increased: 395 | Existing positions reduced: 347

10% more funds holding

Funds holding: 1,032 → 1,134 (+102)

0.16% more ownership

Funds ownership: 78.76% → 78.91% (+0.16%)

Holders
1,134
Holders Change
+102
Holders Change %
+9.88%
% of All Funds
17.45%
Holding in Top 10
21
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+40%
% of All Funds
0.32%
New
182
Increased
395
Reduced
347
Closed
65
Calls
$107M
Puts
$58.3M
Net Calls
+$48.5M
Net Calls Change
+$53.4M

Top Buyers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
+$421M
2
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$96.8M
3
Ninety One (UK)
Ninety One (UK)
United Kingdom
+$82.1M
4
Morgan Stanley
Morgan Stanley
New York
+$80.9M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$79M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$318M
2
JP Morgan Chase
JP Morgan Chase
New York
-$198M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$77.3M
4
Two Sigma Investments
Two Sigma Investments
New York
-$56.8M
5
N
Nuveen
North Carolina
-$54.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCG
1101
Private Capital Group
Connecticut
$7K – – –
SCA
1102
Sandy Cove Advisors
Massachusetts
$7K +$6.62K +20 New
DWA
1103
Delos Wealth Advisors
Texas
$7K +$6.95K +21 New
DHGWA
1104
Dixon Hughes Goodman Wealth Advisors
North Carolina
$7K +$6.95K +21 New
FWM
1105
Focused Wealth Management
New York
$6K -$106K -320 -95%
WOC
1106
West Oak Capital
California
$6K – – –
WTA
1107
Washington Trust Advisors
Massachusetts
$5K +$4.63K +14 New
SWA
1108
SOA Wealth Advisors
New York
$4K – – –
AP
1109
Atwood & Palmer
Missouri
$3K – – –
Kayne Anderson Rudnick Investment Management
1110
Kayne Anderson Rudnick Investment Management
California
$3K – – –
MCM
1111
Manchester Capital Management
Vermont
$3K – – –
SC
1112
Schubert & Co
Texas
$3K +$3.31K +10 New
LFG
1113
Larson Financial Group
Missouri
$2K – – –
SIS
1114
Sound Income Strategies
Florida
$2K – – –
BFC
1115
Bedel Financial Consulting
Indiana
$2K +$1.66K +5 New
CAC
1116
Core Alternative Capital
Georgia
$2K +$1.66K +5 New
TSWM
1117
Tyler-Stone Wealth Management
Ohio
$2K +$1.66K +5 New
AIC
1118
Archer Investment Corporation
Indiana
$1.4K +$1.32K +4 New
CWC
1119
Carolinas Wealth Consulting
North Carolina
$1K – – –
GTAM
1120
Global Trust Asset Management
Florida
$1K – – –
RBC
1121
Roble Belko & Company
Pennsylvania
$1K – – –
SIC
1122
SJS Investment Consulting
Ohio
$1K +$993 +3 New
S
1123
Surevest
California
$1K +$993 +3 New
RI
1124
Rinkey Investments
California
$1K +$1.66K +5 New
BIM
1125
Baldwin Investment Management
Pennsylvania
$748 -$1.66K -5 -0.2%
43 44
45
46 47

ROK Hedge Fund Activity: Q4 2021 in Review

1,134 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2021, worth a combined $31.8B — up 19% from $26.8B a quarter earlier.

Buyers outnumbered sellers: 182 funds opened new ROK positions and 65 closed out — a net gain of 117 holders — while 395 added to existing stakes and 347 trimmed.

The largest buyer was Capital World Investors, adding an estimated $421M. The largest seller was Bank of America, cutting an estimated $318M.

  • 1,134 institutional investors held Rockwell Automation (ROK) as of Q4 2021, up from 1,032 in Q3 2021.
  • Funds reported $31.8B of Rockwell Automation stock for Q4 2021, up 19% quarter-over-quarter.
  • 182 funds opened new Rockwell Automation positions in Q4 2021 and 65 closed out, a net change of +117 holders.
  • The largest Rockwell Automation buyer in Q4 2021 was Capital World Investors, an estimated $421M added.
  • The largest Rockwell Automation seller in Q4 2021 was Bank of America, an estimated $318M sold.

Based on aggregated 13F filings for Q4 2021.