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Rockwell Automation
ROK

1,134 hedge funds and large institutions have $31.8B invested in Rockwell Automation in 2021 Q4 according to their latest regulatory filings, with 182 funds opening new positions, 395 increasing their positions, 347 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 182 | Existing positions closed: 65

83% more call options, than puts

Call options by funds: $107M | Put options by funds: $58.3M

40% more funds holding in top 10

Funds holding in top 10: 15 → 21 (+6)

19% more capital invested

Capital invested by funds: $26.8B → $31.8B (+$5.03B)

14% more repeat investments, than reductions

Existing positions increased: 395 | Existing positions reduced: 347

10% more funds holding

Funds holding: 1,032 → 1,134 (+102)

0.16% more ownership

Funds ownership: 78.76% → 78.91% (+0.16%)

Holders
1,134
Holders Change
+102
Holders Change %
+9.88%
% of All Funds
17.45%
Holding in Top 10
21
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+40%
% of All Funds
0.32%
New
182
Increased
395
Reduced
347
Closed
65
Calls
$107M
Puts
$58.3M
Net Calls
+$48.5M
Net Calls Change
+$53.4M

Top Buyers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
+$421M
2
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$96.8M
3
Ninety One (UK)
Ninety One (UK)
United Kingdom
+$82.1M
4
Morgan Stanley
Morgan Stanley
New York
+$80.9M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$79M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$318M
2
JP Morgan Chase
JP Morgan Chase
New York
-$198M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$77.3M
4
Two Sigma Investments
Two Sigma Investments
New York
-$56.8M
5
N
Nuveen
North Carolina
-$54.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
EIM
1051
Essex Investment Management
Massachusetts
$28K – – –
HCP
1052
Hexagon Capital Partners
Arkansas
$28K – – –
PFBT
1053
Parkside Financial Bank & Trust
Missouri
$28K +$662 +2 +3%
GAM
1054
Gemmer Asset Management
California
$27K – – –
SC
1055
Sierra Capital
Florida
$27K +$3.31K +10 +15%
TFO
1056
Tarbox Family Office
California
$26K – – –
SWM
1057
Sugarloaf Wealth Management
Georgia
$26K +$331 +1 +1%
CFCI
1058
Comprehensive Financial Consultants Institutional
Indiana
$24K +$30.1K +91 New
WPA
1059
West Paces Advisors
Georgia
$23.7K – – –
TAIM
1060
TD Ameritrade Investment Management
Nebraska
$23K -$662 -2 -3%
LWA
1061
Lenox Wealth Advisors
New York
$23K +$1.99K +6 +10%
CSB
1062
City State Bank
Iowa
$23K +$21.5K +65 New
AA
1063
Ancora Advisors
Ohio
$22K – – –
SBL
1064
Sargent Bickham Lagudis
Colorado
$22K – – –
GWSG
1065
GPS Wealth Strategies Group
Colorado
$22K +$4.63K +14 +29%
CH
1066
Canton Hathaway
Rhode Island
$22K +$21.2K +64 New
RK
1067
Rather & Kittrell
Tennessee
$22K +$21.2K +64 New
PCH
1068
Polar Capital Holdings
United Kingdom
$20K +$743K +2,245 +4%
PFGIA
1069
Patriot Financial Group Insurance Agency
Massachusetts
$20K – – –
AWA
1070
Amplius Wealth Advisors
Pennsylvania
$20K +$19.2K +58 New
MHR
1071
Matthew Hamilton Rosenberg
$20K +$19.2K +58 New
GEA
1072
Glen Eagle Advisors
New Jersey
$19.2K – – –
FHA
1073
First Horizon Advisors
Tennessee
$19K -$5.63K -17 -24%
RIA
1074
Richwood Investment Advisors
Ohio
$19K +$17.9K +54 New
HL
1075
Harding Loevner
New Jersey
$19K +$18.2K +55 New
41 42
43
44 45

ROK Hedge Fund Activity: Q4 2021 in Review

1,134 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2021, worth a combined $31.8B — up 19% from $26.8B a quarter earlier.

Buyers outnumbered sellers: 182 funds opened new ROK positions and 65 closed out — a net gain of 117 holders — while 395 added to existing stakes and 347 trimmed.

The largest buyer was Capital World Investors, adding an estimated $421M. The largest seller was Bank of America, cutting an estimated $318M.

  • 1,134 institutional investors held Rockwell Automation (ROK) as of Q4 2021, up from 1,032 in Q3 2021.
  • Funds reported $31.8B of Rockwell Automation stock for Q4 2021, up 19% quarter-over-quarter.
  • 182 funds opened new Rockwell Automation positions in Q4 2021 and 65 closed out, a net change of +117 holders.
  • The largest Rockwell Automation buyer in Q4 2021 was Capital World Investors, an estimated $421M added.
  • The largest Rockwell Automation seller in Q4 2021 was Bank of America, an estimated $318M sold.

Based on aggregated 13F filings for Q4 2021.