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Rockwell Automation
ROK

1,032 hedge funds and large institutions have $26.8B invested in Rockwell Automation in 2021 Q3 according to their latest regulatory filings, with 111 funds opening new positions, 359 increasing their positions, 342 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

102% more first-time investments, than exits

New positions opened: 111 | Existing positions closed: 55

7% more funds holding in top 10

Funds holding in top 10: 14 → 15 (+1)

5% more funds holding

Funds holding: 987 → 1,032 (+45)

5% more repeat investments, than reductions

Existing positions increased: 359 | Existing positions reduced: 342

1% more capital invested

Capital invested by funds: $26.4B → $26.8B (+$350M)

6% less call options, than puts

Call options by funds: $75.2M | Put options by funds: $80M

1.28% less ownership

Funds ownership: 80.04% → 78.76% (-1.3%)

Holders
1,032
Holders Change
+45
Holders Change %
+4.56%
% of All Funds
18.07%
Holding in Top 10
15
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.14%
% of All Funds
0.26%
New
111
Increased
359
Reduced
342
Closed
55
Calls
$75.2M
Puts
$80M
Net Calls
-$4.85M
Net Calls Change
-$38M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$255M
2
Two Sigma Investments
Two Sigma Investments
New York
+$84.7M
3
Franklin Resources
Franklin Resources
California
+$65.9M
4
AllianceBernstein
AllianceBernstein
Tennessee
+$63.7M
5
Citadel Advisors
Citadel Advisors
Florida
+$32.3M

Top Sellers

Rank Fund Capital Flow
1
DZ Bank
DZ Bank
Germany
-$147M
2
BMSSC
B. Metzler seel. Sohn & Co
Germany
-$127M
3
CVA
Ceredex Value Advisors
Florida
-$116M
4
KFS
Kelly Financial Services
Massachusetts
-$89.3M
5
JP Morgan Chase
JP Morgan Chase
New York
-$75.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
PCH
976
Polar Capital Holdings
United Kingdom
$16.2K -$934K -3,041 -5%
GEA
977
Glen Eagle Advisors
New Jersey
$16.2K – – –
TFGT
978
TS Financial Group (TSFG)
Illinois
$16K – – –
HIA
979
Harbor Investment Advisory
Maryland
$16K +$921 +3 +6%
MGIM
980
M&G Investment Management
United Kingdom
$15.1K +$996K +3,243 +7%
TAIM
981
TD Ameritrade Investment Management
Nebraska
$15K -$1.53K -5 -7%
BWM
982
BerganKDV Wealth Management
Minnesota
$15K +$14.4K +47 +1,175%
MWM
983
Mascoma Wealth Management
New Hampshire
$15K +$15.4K +50 New
EARNEST Partners
984
EARNEST Partners
Georgia
$14K – – –
GWSG
985
GPS Wealth Strategies Group
Colorado
$14K – – –
Optiver Holding
986
Optiver Holding
Netherlands
$14K +$14.1K +46 New
AIM
987
Arcadia Investment Management
Michigan
$13K – – –
APWA
988
Atlas Private Wealth Advisors
New Jersey
$12K – – –
First Manhattan
989
First Manhattan
New York
$12K – – –
RFA
990
Reilly Financial Advisors
California
$12K – – –
CWP
991
Concord Wealth Partners
Virginia
$11K -$70.9K -231 -86%
APC
992
Aspire Private Capital
North Carolina
$11K – – –
CB
993
CNB Bank
Pennsylvania
$11K – – –
PWA
994
Phoenix Wealth Advisors
North Carolina
$11K – – –
CPC
995
Consolidated Planning Corp
Georgia
$11K +$11.1K +36 New
CFD
996
Creative Financial Designs
Indiana
$11K +$12K +39 New
SWA
997
Sutton Wealth Advisors
Florida
$10.3K +$307 +1 +3%
CAL
998
Capital Advisors Ltd
Ohio
$10K – – –
IFAM
999
Institutional & Family Asset Management
Colorado
$10K – – –
BAM
1000
Bellevue Asset Management
Washington
$10K +$3.07K +10 +40%
38 39
40
41 42

ROK Hedge Fund Activity: Q3 2021 in Review

1,032 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2021, worth a combined $26.8B — up 1.3% from $26.4B a quarter earlier.

Buyers outnumbered sellers: 111 funds opened new ROK positions and 55 closed out — a net gain of 56 holders — while 359 added to existing stakes and 342 trimmed.

The largest buyer was Bank of America, adding an estimated $255M. The largest seller was DZ Bank, cutting an estimated $147M.

  • 1,032 institutional investors held Rockwell Automation (ROK) as of Q3 2021, up from 987 in Q2 2021.
  • Funds reported $26.8B of Rockwell Automation stock for Q3 2021, up 1.3% quarter-over-quarter.
  • 111 funds opened new Rockwell Automation positions in Q3 2021 and 55 closed out, a net change of +56 holders.
  • The largest Rockwell Automation buyer in Q3 2021 was Bank of America, an estimated $255M added.
  • The largest Rockwell Automation seller in Q3 2021 was DZ Bank, an estimated $147M sold.

Based on aggregated 13F filings for Q3 2021.