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Rockwell Automation
ROK

973 hedge funds and large institutions have $22.4B invested in Rockwell Automation in 2020 Q4 according to their latest regulatory filings, with 140 funds opening new positions, 341 increasing their positions, 306 reducing their positions, and 71 closing their positions.

New
Increased
Maintained
Reduced
Closed

97% more first-time investments, than exits

New positions opened: 140 | Existing positions closed: 71

91% more call options, than puts

Call options by funds: $93.1M | Put options by funds: $48.8M

13% more capital invested

Capital invested by funds: $19.9B → $22.4B (+$2.53B)

13% more funds holding in top 10

Funds holding in top 10: 8 → 9 (+1)

11% more repeat investments, than reductions

Existing positions increased: 341 | Existing positions reduced: 306

6% more funds holding

Funds holding: 914 → 973 (+59)

0.85% less ownership

Funds ownership: 77.68% → 76.83% (-0.85%)

Holders
973
Holders Change
+59
Holders Change %
+6.46%
% of All Funds
17.22%
Holding in Top 10
9
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+12.5%
% of All Funds
0.16%
New
140
Increased
341
Reduced
306
Closed
71
Calls
$93.1M
Puts
$48.8M
Net Calls
+$44.4M
Net Calls Change
+$4.29M

Top Buyers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
+$174M
2
Holocene Advisors
Holocene Advisors
New York
+$74.1M
3
BlackRock
BlackRock
New York
+$52.6M
4
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$46.3M
5
Public Employees Retirement Association of Colorado
Public Employees Retirement Association of Colorado
Colorado
+$44.2M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$148M
2
Ameriprise
Ameriprise
Minnesota
-$93.3M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$90.6M
4
Los Angeles Capital Management
Los Angeles Capital Management
California
-$73.1M
5
Goldman Sachs
Goldman Sachs
New York
-$69.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAL
926
Capital Advisors Ltd
Ohio
$9K – – –
CB
927
CNB Bank
Pennsylvania
$9K – – –
HI
928
Human Investing
Oregon
$9K – – –
IFAM
929
Institutional & Family Asset Management
Colorado
$9K – – –
JFA
930
JNBA Financial Advisors
Minnesota
$9K – – –
TIAM2
931
Tru Independence Asset Management 2
Oregon
$9K +$8.81K +36 New
SWA
932
Sutton Wealth Advisors
Florida
$8.28K +$734 +3 +10%
TPWA
933
TRUE Private Wealth Advisors
Oregon
$8K – – –
DWM
934
Defined Wealth Management
Oregon
$8K +$7.83K +32 New
AWG
935
Altus Wealth Group
Colorado
$8K +$8.07K +33 New
SFSIG
936
San Francisco Sentry Investment Group
California
$7K – – –
SIM
937
Sonora Investment Management
Arizona
$7K – – –
HIA
938
Harbor Investment Advisory
Maryland
$7K +$734 +3 +12%
BAM
939
Bellevue Asset Management
Washington
$6K – – –
FHC
940
First Horizon Corporation
Tennessee
$6K – – –
WOC
941
West Oak Capital
California
$5K – – –
ANBT
942
American National Bank & Trust
Texas
$5K +$4.89K +20 New
PCG
943
Private Capital Group
Connecticut
$4K -$1.47K -6 -26%
APC
944
Aspire Private Capital
North Carolina
$4K – – –
AWM
945
AllSquare Wealth Management
New York
$3K – – –
BWP
946
Baldwin Wealth Partners
Massachusetts
$3K – – –
VCM
947
Vigilant Capital Management
Maine
$3K – – –
AA
948
Ancora Advisors
Ohio
$3K +$2.45K +10 New
FPS
949
Fieldpoint Private Securities
Connecticut
$3K +$2.45K +10 New
FGAM
950
Financial Gravity Asset Management
Texas
$3K +$2.69K +11 New
36 37
38
39 40

ROK Hedge Fund Activity: Q4 2020 in Review

973 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2020, worth a combined $22.4B — up 13% from $19.9B a quarter earlier.

Buyers outnumbered sellers: 140 funds opened new ROK positions and 71 closed out — a net gain of 69 holders — while 341 added to existing stakes and 306 trimmed.

The largest buyer was Invesco, adding an estimated $174M. The largest seller was JP Morgan Chase, cutting an estimated $148M.

  • 973 institutional investors held Rockwell Automation (ROK) as of Q4 2020, up from 914 in Q3 2020.
  • Funds reported $22.4B of Rockwell Automation stock for Q4 2020, up 13% quarter-over-quarter.
  • 140 funds opened new Rockwell Automation positions in Q4 2020 and 71 closed out, a net change of +69 holders.
  • The largest Rockwell Automation buyer in Q4 2020 was Invesco, an estimated $174M added.
  • The largest Rockwell Automation seller in Q4 2020 was JP Morgan Chase, an estimated $148M sold.

Based on aggregated 13F filings for Q4 2020.