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Rockwell Automation
ROK

1,135 hedge funds and large institutions have $26.6B invested in Rockwell Automation in 2023 Q3 according to their latest regulatory filings, with 104 funds opening new positions, 427 increasing their positions, 365 reducing their positions, and 96 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 427 | Existing positions reduced: 365

8% more first-time investments, than exits

New positions opened: 104 | Existing positions closed: 96

1% less funds holding

Funds holding: 1,144 → 1,135 (-9)

1.16% less ownership

Funds ownership: 81.53% → 80.37% (-1.2%)

14% less capital invested

Capital invested by funds: $30.8B → $26.6B (-$4.26B)

15% less call options, than puts

Call options by funds: $183M | Put options by funds: $216M

37% less funds holding in top 10

Funds holding in top 10: 19 → 12 (-7)

Holders
1,135
Holders Change
-9
Holders Change %
-0.79%
% of All Funds
18.01%
Holding in Top 10
12
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-36.84%
% of All Funds
0.19%
New
104
Increased
427
Reduced
365
Closed
96
Calls
$183M
Puts
$216M
Net Calls
-$32.6M
Net Calls Change
-$40.5M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$107M
2
IP
Interval Partners
New York
+$58M
3
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$54.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$53.4M
5
Holocene Advisors
Holocene Advisors
New York
+$47.5M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$337M
2
Capital World Investors
Capital World Investors
California
-$188M
3
BCIM
Bishop & Co Investment Management
Pennsylvania
-$93.5M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$83.8M
5
Amundi
Amundi
France
-$66.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACI
901
Alpha Cubed Investments
California
$231K +$250K +808 New
AU
902
Algebris (UK)
United Kingdom
$231K +$249K +806 New
ACM
903
Advance Capital Management
Michigan
$229K +$618 +2 +0.3%
T
904
TOBAM
France
$229K +$75.5K +244 +44%
CNC
905
Citizens & Northern Corp
Pennsylvania
$229K – – –
OKSA
906
O'Keefe Stevens Advisory
New York
$229K – – –
WTFG
907
Wells Trecaso Financial Group
Ohio
$229K – – –
D
908
Diversified
Delaware
$229K +$247K +800 New
AWM
909
Aries Wealth Management
Maine
$228K +$15.5K +50 +7%
Parallax Volatility Advisers
910
Parallax Volatility Advisers
California
$226K +$209K +676 +583%
MFS
911
Mirabella Financial Services
United Kingdom
$226K +$245K +791 New
RIA
912
Regal Investment Advisors
Michigan
$225K -$20.7K -67 -8%
OR
913
Olympiad Research
Connecticut
$224K +$243K +785 New
PAM
914
Panagora Asset Management
Massachusetts
$224K +$618 +2 +0.3%
VAS
915
Valicenti Advisory Services
New York
$224K +$243K +785 New
APWM
916
Argonautica Private Wealth Management
Massachusetts
$223K – – –
FGA
917
Fortis Group Advisors
New Jersey
$223K +$928 +3 +0.4%
MF
918
Magnetar Financial
Illinois
$222K +$241K +778 New
CWG
919
Cornerstone Wealth Group
North Carolina
$222K +$4.64K +15 +2%
GA
920
Geller Advisors
New York
$221K -$17K -55 -7%
MWM
921
Merriman Wealth Management
Washington
$219K -$10.8K -35 -4%
CFG
922
Carr Financial Group
Massachusetts
$219K +$24.7K +80 +11%
ZIMP
923
Zimmermann Investment Management & Planning
Pennsylvania
$218K +$928 +3 +0.4%
LIA
924
LS Investment Advisors
Michigan
$217K – – –
PP
925
Paloma Partners
Connecticut
$217K +$235K +760 New
35 36
37
38 39

ROK Hedge Fund Activity: Q3 2023 in Review

1,135 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2023, worth a combined $26.6B — down 14% from $30.8B a quarter earlier.

Buyers outnumbered sellers: 104 funds opened new ROK positions and 96 closed out — a net gain of 8 holders — while 427 added to existing stakes and 365 trimmed.

The largest buyer was BlackRock, adding an estimated $107M. The largest seller was Fidelity Investments, cutting an estimated $337M.

  • 1,135 institutional investors held Rockwell Automation (ROK) as of Q3 2023, down from 1,144 in Q2 2023.
  • Funds reported $26.6B of Rockwell Automation stock for Q3 2023, down 14% quarter-over-quarter.
  • 104 funds opened new Rockwell Automation positions in Q3 2023 and 96 closed out, a net change of +8 holders.
  • The largest Rockwell Automation buyer in Q3 2023 was BlackRock, an estimated $107M added.
  • The largest Rockwell Automation seller in Q3 2023 was Fidelity Investments, an estimated $337M sold.

Based on aggregated 13F filings for Q3 2023.