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Rockwell Automation
ROK

1,219 hedge funds and large institutions have $27.8B invested in Rockwell Automation in 2023 Q4 according to their latest regulatory filings, with 179 funds opening new positions, 408 increasing their positions, 399 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more first-time investments, than exits

New positions opened: 179 | Existing positions closed: 79

27% more call options, than puts

Call options by funds: $114M | Put options by funds: $89.6M

7% more funds holding

Funds holding: 1,135 → 1,219 (+84)

5% more capital invested

Capital invested by funds: $26.6B → $27.8B (+$1.25B)

2% more repeat investments, than reductions

Existing positions increased: 408 | Existing positions reduced: 399

2.03% less ownership

Funds ownership: 80.37% → 78.34% (-2%)

25% less funds holding in top 10

Funds holding in top 10: 12 → 9 (-3)

Holders
1,219
Holders Change
+84
Holders Change %
+7.4%
% of All Funds
17.77%
Holding in Top 10
9
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-25%
% of All Funds
0.13%
New
179
Increased
408
Reduced
399
Closed
79
Calls
$114M
Puts
$89.6M
Net Calls
+$24.1M
Net Calls Change
+$56.6M

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$447M
2
BlackRock
BlackRock
New York
+$122M
3
Two Sigma Advisers
Two Sigma Advisers
New York
+$121M
4
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$85.9M
5
Two Sigma Investments
Two Sigma Investments
New York
+$79.1M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$819M
2
JP Morgan Chase
JP Morgan Chase
New York
-$460M
3
Impax Asset Management Group
Impax Asset Management Group
United Kingdom
-$126M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$122M
5
Amundi
Amundi
France
-$75.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
TW
876
TrinityPoint Wealth
Connecticut
$298K +$26.3K +94 +11%
FSA
877
Financial Security Advisor
Virginia
$296K +$1.4K +5 +0.5%
OA
878
Oracle Alpha
Ontario, Canada
$296K +$267K +954 New
IAIM
879
International Assets Investment Management
Florida
$295K +$21K +75 +9%
MS
880
Marshall & Sullivan
Washington
$295K – – –
PP
881
Pegasus Partners
Wisconsin
$295K – – –
SMG
882
Smart Money Group
Texas
$295K +$1.4K +5 +0.5%
PPWM
883
Paragon Private Wealth Management
Kentucky
$294K +$4.48K +16 +2%
ANBT
884
American National Bank & Trust
Texas
$294K +$118K +422 +81%
PMG
885
Private Management Group
California
$292K – – –
EA
886
Emerald Advisers
Pennsylvania
$290K -$841 -3 -0.3%
TC
887
TownSquare Capital
Utah
$289K +$63.6K +227 +32%
CI
888
Conning Inc
Connecticut
$288K – – –
PCM
889
Prelude Capital Management
New York
$288K -$117K -419 -31%
BCIM
890
Bishop & Co Investment Management
Pennsylvania
$285K +$257K +918 New
SLC
891
Second Line Capital
Louisiana
$284K +$257K +916 New
BC
892
Bowman & Company
Wisconsin
$283K – – –
HI
893
Hudock Inc
Pennsylvania
$281K +$561 +2 +0.2%
PHWM
894
Pine Harbor Wealth Management
Maryland
$279K +$252K +900 New
PS
895
Principal Securities
Iowa
$279K +$252K +898 New
BWP
896
Barlow Wealth Partners
Kentucky
$278K +$251K +895 New
FNBT
897
FineMark National Bank & Trust
Florida
$278K +$12.9K +46 +5%
EFL
898
ERn Financial LLC
Wisconsin
$277K – – –
CWM
899
Centric Wealth Management
Illinois
$277K – – –
FHA
900
First Horizon Advisors
Tennessee
$275K +$561 +2 +0.2%
34 35
36
37 38

ROK Hedge Fund Activity: Q4 2023 in Review

1,219 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2023, worth a combined $27.8B — up 4.7% from $26.6B a quarter earlier.

Buyers outnumbered sellers: 179 funds opened new ROK positions and 79 closed out — a net gain of 100 holders — while 408 added to existing stakes and 399 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $447M. The largest seller was Capital World Investors, cutting an estimated $819M.

  • 1,219 institutional investors held Rockwell Automation (ROK) as of Q4 2023, up from 1,135 in Q3 2023.
  • Funds reported $27.8B of Rockwell Automation stock for Q4 2023, up 4.7% quarter-over-quarter.
  • 179 funds opened new Rockwell Automation positions in Q4 2023 and 79 closed out, a net change of +100 holders.
  • The largest Rockwell Automation buyer in Q4 2023 was Morgan Stanley, an estimated $447M added.
  • The largest Rockwell Automation seller in Q4 2023 was Capital World Investors, an estimated $819M sold.

Based on aggregated 13F filings for Q4 2023.