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Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
DCM
876
Dynamic Capital Management
Jersey
– -$225K -1,200 Closed
SA
877
Sicart Associates
New York
– -$225K -1,200 Closed
BCM
878
Brookstone Capital Management
Illinois
– -$224K -1,193 Closed
Cerity Partners
879
Cerity Partners
New York
– -$220K -1,175 Closed
LW
880
Linscomb Wealth
Texas
– -$214K -1,139 Closed
NB
881
Nicolet Bankshares
Wisconsin
– -$213K -1,135 Closed
AAM
882
Aureus Asset Management
Massachusetts
– -$211K -1,123 Closed
NEPWA
883
New England Private Wealth Advisors
Massachusetts
– -$210K -1,120 Closed
KP
884
Keel Point
Alabama
– -$207K -1,106 Closed
NWP
885
Northstar Wealth Partners
Connecticut
– -$207K -1,105 Closed
EHC
886
Everett Harris & Co
California
– -$206K -1,100 Closed
FCBT
887
First Citizens Bank & Trust
North Carolina
– -$207K -1,100 Closed
MCM
888
Maple Capital Management
Vermont
– -$206K -1,097 Closed
SCM
889
Shelton Capital Management
Colorado
– -$203K -1,085 Closed
GG
890
Gofen & Glossberg
Illinois
– -$201K -1,072 Closed
OWA
891
One Wealth Advisors
California
– -$192K -1,024 Closed
NIMI
892
Natixis Investment Managers International
France
– -$155K -824 Closed
BAM
893
Belpointe Asset Management
Nevada
– -$149K -794 Closed
WSTAM
894
Wilbanks Smith & Thomas Asset Management
Virginia
– -$149K -794 Closed
CPH
895
C Partners Holding
Switzerland
– -$120K -638 Closed
OFS
896
Orrstown Financial Services
Pennsylvania
– -$94K -502 Closed
ECM
897
Exchange Capital Management
Michigan
– -$94K -500 Closed
RMAM
898
Raab & Moskowitz Asset Management
New Jersey
– -$93K -500 Closed
MYIA
899
Mount Yale Investment Advisors
Colorado
– -$73K -406 Closed
RWA
900
River Wealth Advisors
Pennsylvania
– -$60K -320 Closed
34 35
36
37 38

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.