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Rockwell Automation
ROK

860 hedge funds and large institutions have $17.6B invested in Rockwell Automation in 2019 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 246 increasing their positions, 277 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 51

29% more funds holding in top 10

Funds holding in top 10: 7 → 9 (+2)

24% more capital invested

Capital invested by funds: $14.2B → $17.6B (+$3.42B)

14% more funds holding

Funds holding: 757 → 860 (+103)

1.62% more ownership

Funds ownership: 73.58% → 75.2% (+1.6%)

11% less repeat investments, than reductions

Existing positions increased: 246 | Existing positions reduced: 277

35% less call options, than puts

Call options by funds: $110M | Put options by funds: $169M

Holders
860
Holders Change
+103
Holders Change %
+13.61%
% of All Funds
16.95%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
170
Increased
246
Reduced
277
Closed
51
Calls
$110M
Puts
$169M
Net Calls
-$59.8M
Net Calls Change
-$74.7M

Top Buyers

Rank Fund Capital Flow
1
Los Angeles Capital Management
Los Angeles Capital Management
California
+$128M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$104M
3
JP Morgan Chase
JP Morgan Chase
New York
+$86.7M
4
Two Sigma Investments
Two Sigma Investments
New York
+$72.7M
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$61.4M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$148M
2
CVA
Ceredex Value Advisors
Florida
-$131M
3
Citadel Advisors
Citadel Advisors
Florida
-$76.3M
4
Franklin Resources
Franklin Resources
California
-$63.3M
5
UBS AM
UBS AM
Illinois
-$60.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
UFF
851
USA Financial Formulas
Michigan
$2K +$2.04K +11 New
WCM
852
Wealthcare Capital Management
Virginia
$2K +$2.22K +12 New
HWA
853
Heritage Wealth Advisors
Virginia
$1.22K +$1.11K +6 New
FANJ
854
Financial Architects (New Jersey)
New Jersey
$1K – – –
FPFS
855
First Personal Financial Services
North Carolina
$1K – – –
GTAM
856
Global Trust Asset Management
Florida
$1K – – –
PWP
857
Personal Wealth Partners
Minnesota
$1K – – –
WQ
858
Wealth Quarterback
New Jersey
$629 +$556 +3 New
LP
859
LMR Partners
United Kingdom
$407 +$372K +2,009 New
PGAM
860
Princeton Global Asset Management
New Jersey
$12 +$10.7K +58 New
MCM
861
Moore Capital Management
New York
– -$16.5M -100,000 Closed
Adage Capital Partners
862
Adage Capital Partners
Massachusetts
– -$14.7M -88,968 Closed
CIP
863
Cornerstone Investment Partners
Georgia
– -$14.4M -87,107 Closed
CC
864
Carlson Capital
Texas
– -$8.24M -50,000 Closed
AC
865
Albar Capital
United Kingdom
– -$7.53M -45,668 Closed
PTC
866
Philadelphia Trust Company
Pennsylvania
– -$6.87M -41,700 Closed
ZIG
867
Zurich Insurance Group
Switzerland
– -$5.9M -35,823 Closed
NI
868
Nuance Investments
Missouri
– -$5.61M -34,049 Closed
MC
869
Martin Currie
United Kingdom
– -$4.24M -25,740 Closed
WMSA
870
Weiss Multi-Strategy Advisers
New York
– -$4.04M -24,500 Closed
RIM
871
Redwood Investment Management
Arizona
– -$3.58M -21,729 Closed
CCC
872
Chelsea Counsel Company
California
– -$3.37M -20,424 Closed
NWM
873
Nicola Wealth Management
British Columbia, Canada
– -$3.3M -20,000 Closed
Point72 Asset Management
874
Point72 Asset Management
Connecticut
– -$2.39M -14,500 Closed
PDN
875
Pensionfund DSM Netherlands
Netherlands
– -$2.33M -14,200 Closed
33 34
35
36 37

ROK Hedge Fund Activity: Q4 2019 in Review

860 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2019, worth a combined $17.6B — up 24% from $14.2B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new ROK positions and 51 closed out — a net gain of 119 holders — while 246 added to existing stakes and 277 trimmed.

The largest buyer was Los Angeles Capital Management, adding an estimated $128M. The largest seller was Capital World Investors, cutting an estimated $148M.

  • 860 institutional investors held Rockwell Automation (ROK) as of Q4 2019, up from 757 in Q3 2019.
  • Funds reported $17.6B of Rockwell Automation stock for Q4 2019, up 24% quarter-over-quarter.
  • 170 funds opened new Rockwell Automation positions in Q4 2019 and 51 closed out, a net change of +119 holders.
  • The largest Rockwell Automation buyer in Q4 2019 was Los Angeles Capital Management, an estimated $128M added.
  • The largest Rockwell Automation seller in Q4 2019 was Capital World Investors, an estimated $148M sold.

Based on aggregated 13F filings for Q4 2019.