We are live on ! Find out more
ROK icon

Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
826
Sandler Capital Management
New York
– -$5.99M -31,948 Closed
WCA
827
Waratah Capital Advisors
Ontario, Canada
– -$4.33M -23,115 Closed
IWA
828
IBEX Wealth Advisors
New Jersey
– -$3.73M -19,835 Closed
QIM
829
Quantitative Investment Management
Virginia
– -$3.49M -18,600 Closed
BA
830
Bridgewater Associates
Connecticut
– -$3.32M -17,681 Closed
B
831
BP
United Kingdom
– -$3M -16,000 Closed
WAM
832
Wolverine Asset Management
Illinois
– -$2.81M -15,000 Closed
NIM
833
NXG Investment Management
Texas
– -$2.77M -14,744 Closed
Wolverine Trading
834
Wolverine Trading
Illinois
– -$2.5M -13,340 Closed
AIM
835
ARK Investment Management
Florida
– -$1.98M -10,562 Closed
Verition Fund Management
836
Verition Fund Management
Connecticut
– -$1.66M -8,837 Closed
MME
837
Meag Munich Ergo
Germany
– -$1.37M -7,256 Closed
Koshinski Asset Management
838
Koshinski Asset Management
Illinois
– -$1.29M -6,892 Closed
BRA
839
Blue Rock Advisors
Minnesota
– -$1.06M -5,655 Closed
LMGAM
840
Liberty Mutual Group Asset Management
Massachusetts
– -$941K -5,020 Closed
GP
841
Geneva Partners
Wisconsin
– -$917K -4,850 Closed
PVAM
842
Pacific View Asset Management
California
– -$896K -4,779 Closed
CCA
843
Catalyst Capital Advisors
New York
– -$806K -4,300 Closed
BDS
844
Banco de Sabadell
Florida
– -$755K -4,005 Closed
WMSA
845
Weiss Multi-Strategy Advisers
New York
– -$750K -4,000 Closed
MSE
846
MUFG Securities EMEA
United Kingdom
– -$626K -3,339 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
847
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$524K -2,794 Closed
PP
848
Prudential plc
United Kingdom
– -$506K -2,700 Closed
TCM
849
Teza Capital Management
Illinois
– -$496K -2,646 Closed
MC
850
Menta Capital
California
– -$485K -2,589 Closed
32 33
34
35 36

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.