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Rockwell Automation
ROK

860 hedge funds and large institutions have $17.6B invested in Rockwell Automation in 2019 Q4 according to their latest regulatory filings, with 170 funds opening new positions, 246 increasing their positions, 277 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 170 | Existing positions closed: 51

29% more funds holding in top 10

Funds holding in top 10: 7 → 9 (+2)

24% more capital invested

Capital invested by funds: $14.2B → $17.6B (+$3.42B)

14% more funds holding

Funds holding: 757 → 860 (+103)

1.62% more ownership

Funds ownership: 73.58% → 75.2% (+1.6%)

11% less repeat investments, than reductions

Existing positions increased: 246 | Existing positions reduced: 277

35% less call options, than puts

Call options by funds: $110M | Put options by funds: $169M

Holders
860
Holders Change
+103
Holders Change %
+13.61%
% of All Funds
16.95%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.18%
New
170
Increased
246
Reduced
277
Closed
51
Calls
$110M
Puts
$169M
Net Calls
-$59.8M
Net Calls Change
-$74.7M

Top Buyers

Rank Fund Capital Flow
1
Los Angeles Capital Management
Los Angeles Capital Management
California
+$128M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$104M
3
JP Morgan Chase
JP Morgan Chase
New York
+$86.7M
4
Two Sigma Investments
Two Sigma Investments
New York
+$72.7M
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$61.4M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$148M
2
CVA
Ceredex Value Advisors
Florida
-$131M
3
Citadel Advisors
Citadel Advisors
Florida
-$76.3M
4
Franklin Resources
Franklin Resources
California
-$63.3M
5
UBS AM
UBS AM
Illinois
-$60.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
EARNEST Partners
801
EARNEST Partners
Georgia
$14K – – –
H
802
Hexavest
Quebec, Canada
$14K – – –
EWM
803
Endurance Wealth Management
Rhode Island
$14K +$12.4K +67 New
BB
804
Busey Bank
Illinois
$14K +$13K +70 New
PO
805
Private Ocean
California
$13K +$11.1K +60 New
UOTTAIMCU
806
University of Texas/Texas AM Investment Management Co (UTIMCO)
Texas
$13K +$12K +65 New
AWA
807
Arkadios Wealth Advisors
Georgia
$12.3K +$11.3K +61 New
LWA
808
Lenox Wealth Advisors
New York
$12K – – –
OC
809
Oakworth Capital
Alabama
$12K – – –
TFO
810
Tarbox Family Office
California
$12K – – –
PFBT
811
Parkside Financial Bank & Trust
Missouri
$12K +$4.82K +26 +74%
SL
812
Savior LLC
Massachusetts
$12K +$10.9K +59 New
TFGT
813
TS Financial Group (TSFG)
Illinois
$11K – – –
CCA
814
Column Capital Advisors
Indiana
$11K +$10.2K +55 New
VCP
815
Verus Capital Partners
Arizona
$11K +$10.2K +55 New
SFSIG
816
San Francisco Sentry Investment Group
California
$10K -$7.41K -40 -44%
AWM
817
Avior Wealth Management
Nebraska
$10K – – –
FBT
818
First Bank & Trust
South Dakota
$10K – – –
PFSC
819
Peoples Financial Services Corp
Pennsylvania
$10K – – –
KPCM
820
Kings Point Capital Management
New York
$10K +$9.26K +50 New
PB
821
Pinnacle Bancorp
Nebraska
$9K – – –
RIA
822
Realta Investment Advisors
Delaware
$9K – – –
FHA
823
First Horizon Advisors
Tennessee
$8K – – –
SIM
824
Sonora Investment Management
Arizona
$8K – – –
PMFA
825
Plante Moran Financial Advisors
Michigan
$8K +$4.26K +23 +135%
31 32
33
34 35

ROK Hedge Fund Activity: Q4 2019 in Review

860 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2019, worth a combined $17.6B — up 24% from $14.2B a quarter earlier.

Buyers outnumbered sellers: 170 funds opened new ROK positions and 51 closed out — a net gain of 119 holders — while 246 added to existing stakes and 277 trimmed.

The largest buyer was Los Angeles Capital Management, adding an estimated $128M. The largest seller was Capital World Investors, cutting an estimated $148M.

  • 860 institutional investors held Rockwell Automation (ROK) as of Q4 2019, up from 757 in Q3 2019.
  • Funds reported $17.6B of Rockwell Automation stock for Q4 2019, up 24% quarter-over-quarter.
  • 170 funds opened new Rockwell Automation positions in Q4 2019 and 51 closed out, a net change of +119 holders.
  • The largest Rockwell Automation buyer in Q4 2019 was Los Angeles Capital Management, an estimated $128M added.
  • The largest Rockwell Automation seller in Q4 2019 was Capital World Investors, an estimated $148M sold.

Based on aggregated 13F filings for Q4 2019.