We are live on ! Find out more
ROK icon

Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
PFSC
776
Peoples Financial Services Corp
Pennsylvania
$8K – – –
AWM
777
Avior Wealth Management
Nebraska
$7K – – –
PB
778
Pinnacle Bancorp
Nebraska
$7K +$7.51K +45 New
First Manhattan
779
First Manhattan
New York
$6K – – –
FHA
780
First Horizon Advisors
Tennessee
$6K +$7.51K +45 New
MCM
781
MV Capital Management
Maryland
$5K -$1.67K -10 -24%
CAL
782
Capital Advisors Ltd
Ohio
$5K – – –
HFM
783
Hartford Financial Management
Connecticut
$5K – – –
LWS
784
Lucia Wealth Services
California
$5K – – –
ME
785
McIlrath & Eck
Washington
$5K +$2.17K +13 +72%
SPL
786
Smart Portfolios LLC
Washington
$5K +$5K +30 New
CAM
787
Cresset Asset Management
Illinois
$5K +$5.84K +35 New
PWMG
788
Prestige Wealth Management Group
New Jersey
$5K +$5.84K +35 New
ARMC
789
American Research & Management Company
Massachusetts
$4K – – –
BCI
790
Brinker Capital Investments
Pennsylvania
$4K – – –
LWM
791
Lenox Wealth Management
Ohio
$4K – – –
APC
792
Aspire Private Capital
North Carolina
$4K +$4.17K +25 New
EWM
793
Executive Wealth Management
Michigan
$4K +$4.17K +25 New
TI
794
Truehand Inc
New Hampshire
$4K +$4.17K +25 New
WANY
795
Wealthspire Advisors (New York)
New York
$4K +$4.84K +29 New
WAS
796
WESPAC Advisors SoCal
California
$4K +$5.5K +33 New
FWM
797
Focused Wealth Management
New York
$3K -$682K -4,090 -100%
CBT
798
Central Bank & Trust
Kentucky
$3K -$3.34K -20 -50%
TFO
799
Tarbox Family Office
California
$3K -$1.33K -8 -31%
CWA
800
Clarus Wealth Advisors
Arizona
$3K – – –
30 31
32
33 34

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.