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Rockwell Automation
ROK

816 hedge funds and large institutions have $17.2B invested in Rockwell Automation in 2018 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 265 increasing their positions, 276 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more call options, than puts

Call options by funds: $326M | Put options by funds: $113M

50% more funds holding in top 10

Funds holding in top 10: 8 → 12 (+4)

37% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 60

11% more capital invested

Capital invested by funds: $15.4B → $17.2B (+$1.73B)

2% more funds holding

Funds holding: 801 → 816 (+15)

0.38% more ownership

Funds ownership: 74.09% → 74.46% (+0.38%)

4% less repeat investments, than reductions

Existing positions increased: 265 | Existing positions reduced: 276

Holders
816
Holders Change
+15
Holders Change %
+1.87%
% of All Funds
18.66%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.27%
New
82
Increased
265
Reduced
276
Closed
60
Calls
$326M
Puts
$113M
Net Calls
+$213M
Net Calls Change
+$146M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$401M
2
Lazard Asset Management
Lazard Asset Management
New York
+$84.6M
3
ATO
Alecta Tjanstepension Omsesidigt
Sweden
+$62.6M
4
CS
Credit Suisse
Switzerland
+$55.7M
5
Victory Capital Management
Victory Capital Management
Texas
+$34.7M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$408M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$96M
3
BlackRock
BlackRock
New York
-$64.8M
4
American Century Companies
American Century Companies
Missouri
-$64.5M
5
PI
Putnam Investments
Massachusetts
-$59.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
WC
776
Whitney & Co
New York
$12K +$12.9K +72 New
PFBT
777
Parkside Financial Bank & Trust
Missouri
$11K -$358 -2 -4%
CFA
778
Camarda Financial Advisors
Florida
$11K – – –
OC
779
Oakworth Capital
Alabama
$11K – – –
AWM
780
Avior Wealth Management
Nebraska
$9K – – –
PG
781
Patten Group
Tennessee
$9K – – –
PFSC
782
Peoples Financial Services Corp
Pennsylvania
$9K – – –
Acadian Asset Management
783
Acadian Asset Management
Massachusetts
$9K +$358 +2 +5%
CIA
784
CSat Investment Advisory
Michigan
$9K +$1.43K +8 +19%
MCM
785
MV Capital Management
Maryland
$8K -$537 -3 -7%
First Manhattan
786
First Manhattan
New York
$8K – – –
CBT
787
Central Bank & Trust
Kentucky
$8K +$7.16K +40 New
CAG
788
Csenge Advisory Group
Florida
$7K -$284K -1,589 -97%
LWS
789
Lucia Wealth Services
California
$7K – – –
CAL
790
Capital Advisors Ltd
Ohio
$6K – – –
HFM
791
Hartford Financial Management
Connecticut
$6K – – –
ARMC
792
American Research & Management Company
Massachusetts
$5K – – –
BCI
793
Brinker Capital Investments
Pennsylvania
$5K – – –
LWM
794
Lenox Wealth Management
Ohio
$5K – – –
TFO
795
Tarbox Family Office
California
$5K – – –
CWA
796
Clarus Wealth Advisors
Arizona
$4K – – –
KTC
797
Kistler-Tiffany Companies
Pennsylvania
$4K – – –
MSA
798
Marino Stram & Associates
Massachusetts
$4K – – –
MIM
799
Macroview Investment Management
Maryland
$4K +$3.76K +21 New
WOC
800
West Oak Capital
California
$3.38K – – –
30 31
32
33 34

ROK Hedge Fund Activity: Q3 2018 in Review

816 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2018, worth a combined $17.2B — up 11% from $15.4B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new ROK positions and 60 closed out — a net gain of 22 holders — while 265 added to existing stakes and 276 trimmed.

The largest buyer was Bank of America, adding an estimated $401M. The largest seller was Capital World Investors, cutting an estimated $408M.

  • 816 institutional investors held Rockwell Automation (ROK) as of Q3 2018, up from 801 in Q2 2018.
  • Funds reported $17.2B of Rockwell Automation stock for Q3 2018, up 11% quarter-over-quarter.
  • 82 funds opened new Rockwell Automation positions in Q3 2018 and 60 closed out, a net change of +22 holders.
  • The largest Rockwell Automation buyer in Q3 2018 was Bank of America, an estimated $401M added.
  • The largest Rockwell Automation seller in Q3 2018 was Capital World Investors, an estimated $408M sold.

Based on aggregated 13F filings for Q3 2018.