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Rockwell Automation
ROK

757 hedge funds and large institutions have $14.2B invested in Rockwell Automation in 2019 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 257 increasing their positions, 274 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

20% more call options, than puts

Call options by funds: $90.2M | Put options by funds: $75.3M

0.48% more ownership

Funds ownership: 73.09% → 73.58% (+0.48%)

0% more capital invested

Capital invested by funds: $14.1B → $14.2B (+$24.8M)

6% less repeat investments, than reductions

Existing positions increased: 257 | Existing positions reduced: 274

6% less funds holding

Funds holding: 805 → 757 (-48)

46% less first-time investments, than exits

New positions opened: 50 | Existing positions closed: 92

Holders
757
Holders Change
-48
Holders Change %
-5.96%
% of All Funds
16.6%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.15%
New
50
Increased
257
Reduced
274
Closed
92
Calls
$90.2M
Puts
$75.3M
Net Calls
+$14.9M
Net Calls Change
-$29.5M

Top Buyers

Rank Fund Capital Flow
1
Vanguard Group
Vanguard Group
Pennsylvania
+$316M
2
JP Morgan Chase
JP Morgan Chase
New York
+$138M
3
Bank of New York Mellon
Bank of New York Mellon
New York
+$126M
4
CVA
Ceredex Value Advisors
Florida
+$109M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$73.6M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$274M
2
JIM
Jupiter Investment Management
United Kingdom
-$94.3M
3
Wells Fargo
Wells Fargo
California
-$87.1M
4
Ameriprise
Ameriprise
Minnesota
-$84.8M
5
UBS Group
UBS Group
Switzerland
-$77.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
751
Rational Advisors
New York
$2K – – –
AA
752
Advisory Alpha
Michigan
$1.23K +$1.26K +8 New
FANJ
753
Financial Architects (New Jersey)
New Jersey
$1K – – –
FPFS
754
First Personal Financial Services
North Carolina
$1K – – –
GTAM
755
Global Trust Asset Management
Florida
$1K – – –
EI
756
Ellevest Inc
New York
$1K +$632 +4 New
PWP
757
Personal Wealth Partners
Minnesota
$1K +$1.11K +7 New
JIM
758
Jupiter Investment Management
United Kingdom
– -$94.3M -575,725 Closed
USAA
759
United Services Automobile Association
Texas
– -$38.5M -234,824 Closed
RG
760
Renaissance Group
Kentucky
– -$24.2M -147,720 Closed
PI
761
Putnam Investments
Massachusetts
– -$18.7M -114,406 Closed
BA
762
Bridgewater Associates
Connecticut
– -$13.3M -81,110 Closed
MSE
763
MUFG Securities EMEA
United Kingdom
– -$11.1M -67,868 Closed
Kayne Anderson Rudnick Investment Management
764
Kayne Anderson Rudnick Investment Management
California
– -$10M -61,223 Closed
Arrowstreet Capital
765
Arrowstreet Capital
Massachusetts
– -$9.93M -60,600 Closed
SCM
766
Sirios Capital Management
Massachusetts
– -$9.35M -57,093 Closed
D.E. Shaw & Co
767
D.E. Shaw & Co
New York
– -$8.35M -52,833 Closed
Two Sigma Investments
768
Two Sigma Investments
New York
– -$4.76M -30,150 Closed
BHA
769
Beech Hill Advisors
New York
– -$4.94M -30,135 Closed
EP
770
Edgestream Partners
New Jersey
– -$4.41M -26,924 Closed
EGM
771
Engineers Gate Manager
New York
– -$3.29M -20,114 Closed
AWM
772
Avitas Wealth Management
California
– -$2.88M -17,598 Closed
Credit Agricole
773
Credit Agricole
France
– -$2.65M -16,200 Closed
BAM
774
Blueshift Asset Management
New Jersey
– -$2.54M -15,503 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
775
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$2.51M -15,300 Closed
29 30
31
32 33

ROK Hedge Fund Activity: Q3 2019 in Review

757 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2019, worth a combined $14.2B — up 0.18% from $14.1B a quarter earlier.

Sellers outnumbered buyers: 92 funds closed out of ROK and 50 opened new positions — a net loss of 42 holders — while 274 trimmed existing stakes and 257 added.

The largest buyer was Vanguard Group, adding an estimated $316M. The largest seller was BlackRock, cutting an estimated $274M.

  • 757 institutional investors held Rockwell Automation (ROK) as of Q3 2019, down from 805 in Q2 2019.
  • Funds reported $14.2B of Rockwell Automation stock for Q3 2019, up 0.18% quarter-over-quarter.
  • 50 funds opened new Rockwell Automation positions in Q3 2019 and 92 closed out, a net change of -42 holders.
  • The largest Rockwell Automation buyer in Q3 2019 was Vanguard Group, an estimated $316M added.
  • The largest Rockwell Automation seller in Q3 2019 was BlackRock, an estimated $274M sold.

Based on aggregated 13F filings for Q3 2019.