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Rockwell Automation
ROK

913 hedge funds and large institutions have $19.9B invested in Rockwell Automation in 2020 Q3 according to their latest regulatory filings, with 80 funds opening new positions, 328 increasing their positions, 310 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more call options, than puts

Call options by funds: $99.6M | Put options by funds: $59.6M

23% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 65

6% more repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 310

4% more capital invested

Capital invested by funds: $19.1B → $19.9B (+$734M)

1% more funds holding

Funds holding: 906 → 913 (+7)

0.08% more ownership

Funds ownership: 77.6% → 77.68% (+0.08%)

11% less funds holding in top 10

Funds holding in top 10: 9 → 8 (-1)

Holders
913
Holders Change
+7
Holders Change %
+0.77%
% of All Funds
18.42%
Holding in Top 10
8
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-11.11%
% of All Funds
0.16%
New
80
Increased
328
Reduced
310
Closed
65
Calls
$99.6M
Puts
$59.6M
Net Calls
+$40.1M
Net Calls Change
+$17.3M

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$136M
2
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$68.2M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$67.1M
4
AC
Alleghany Corporation
New York
+$50.5M
5
DekaBank Deutsche Girozentrale
DekaBank Deutsche Girozentrale
Germany
+$47.4M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$82.4M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$72.4M
3
SCM
Suvretta Capital Management
New York
-$67.1M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$59.3M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$52.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
NB
726
Nicolet Bankshares
Wisconsin
$221K – – –
SCI
727
S&CO Inc
Massachusetts
$221K – – –
WSC
728
Wellington Shields & Co
New York
$221K – – –
E
729
Ergoteles
New York
$221K +$223K +1,000 New
ECM
730
Estabrook Capital Management
New York
$221K – – –
CIAS
731
Capital Investment Advisory Services
North Carolina
$220K -$2.9K -13 -1%
CGL
732
Clarius Group LLC
Washington
$220K +$670 +3 +0.3%
BPCE
733
Bank Pictet & Cie (Europe)
Germany
$219K -$22.1K -99 -9%
HDIM
734
Hanson & Doremus Investment Management
Vermont
$218K -$50.7K -227 -19%
GI
735
Gradient Investments
Minnesota
$217K – – –
S
736
Seeyond
France
$217K +$4.47K +20 +2%
EF
737
Empirical Finance
Pennsylvania
$217K +$220K +984 New
BW
738
Bison Wealth
Georgia
$214K – – –
Rafferty Asset Management
739
Rafferty Asset Management
New York
$213K +$215K +964 New
CNC
740
Citizens & Northern Corp
Pennsylvania
$212K – – –
MS
741
Marshall & Sullivan
Washington
$210K – – –
SL
742
Stevard LLC
Illinois
$210K – – –
WP
743
WealthPLAN Partners
Nebraska
$209K -$1.56K -7 -0.8%
EI
744
Ellevest Inc
New York
$209K +$38.7K +173 +22%
EWM
745
Evermay Wealth Management
Virginia
$206K -$3.35K -15 -2%
KIA
746
KCM Investment Advisors
California
$203K +$206K +920 New
TCOV
747
Trust Company of Vermont
Vermont
$201K – – –
KA
748
KLCM Advisors
Wisconsin
$200K +$203K +908 New
VRM
749
Vectors Research Management
New York
$194K +$101K +450 +113%
IA
750
IndexIQ Advisors
New York
$189K +$115K +516 +151%
28 29
30
31 32

ROK Hedge Fund Activity: Q3 2020 in Review

913 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2020, worth a combined $19.9B — up 3.8% from $19.1B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 65 closed out — a net gain of 15 holders — while 328 added to existing stakes and 310 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $136M. The largest seller was Wellington Management Group, cutting an estimated $82.4M.

  • 913 institutional investors held Rockwell Automation (ROK) as of Q3 2020, up from 906 in Q2 2020.
  • Funds reported $19.9B of Rockwell Automation stock for Q3 2020, up 3.8% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q3 2020 and 65 closed out, a net change of +15 holders.
  • The largest Rockwell Automation buyer in Q3 2020 was JP Morgan Chase, an estimated $136M added.
  • The largest Rockwell Automation seller in Q3 2020 was Wellington Management Group, an estimated $82.4M sold.

Based on aggregated 13F filings for Q3 2020.