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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
51
Morgan Stanley
New York
$61.5M -$10.1M -67,437 -15%
Balyasny Asset Management
52
Balyasny Asset Management
Illinois
$61.1M -$33.3M -223,019 -36%
Robeco Institutional Asset Management
53
Robeco Institutional Asset Management
Netherlands
$60.3M +$2.58M +17,256 +5%
Grantham, Mayo, Van Otterloo & Co (GMO)
54
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$59.8M -$16.8M -112,306 -23%
GF
55
Gabelli Funds
New York
$59.7M -$8.37M -56,000 -13%
UBS AM
56
UBS AM
Illinois
$59.1M +$4.44M +29,733 +8%
AQR Capital Management
57
AQR Capital Management
Connecticut
$56M -$6.98M -46,729 -11%
Sumitomo Mitsui Trust Group
58
Sumitomo Mitsui Trust Group
Japan
$55M -$910K -6,090 -2%
Korea Investment Corp
59
Korea Investment Corp
South Korea
$51.5M -$4.83M -32,356 -9%
CCI
60
Columbus Circle Investors
$50.9M +$48.9M +326,919 New
MWA
61
Marshall Wace Asia
Hong Kong
$50.7M +$48.6M +325,094 New
SC
62
Saturna Capital
Washington
$50.6M – – –
California Public Employees Retirement System
63
California Public Employees Retirement System
California
$48.2M -$1.58M -10,600 -3%
Axa
64
Axa
France
$48M +$9.17M +61,386 +25%
Russell Investments Group
65
Russell Investments Group
United Kingdom
$47.7M +$12.2M +81,426 +36%
GI
66
GAMCO Investors
Connecticut
$47.6M -$792K -5,300 -2%
JHIU
67
Janus Henderson Investors US
Colorado
$47M -$11.7M -78,026 -21%
New York State Common Retirement Fund
68
New York State Common Retirement Fund
New York
$46M +$568K +3,801 +1%
Ameriprise
69
Ameriprise
Minnesota
$43.4M -$1.12M -7,482 -3%
WRF
70
Waddell & Reed Financial
Kansas
$43M +$32.2M +215,638 +358%
RhumbLine Advisers
71
RhumbLine Advisers
Massachusetts
$42.8M +$3.94M +26,398 +11%
Mitsubishi UFJ Trust & Banking
72
Mitsubishi UFJ Trust & Banking
Japan
$42.5M +$1.23M +8,259 +3%
Credit Agricole
73
Credit Agricole
France
$42.4M +$18.6M +124,303 +84%
California State Teachers Retirement System (CalSTRS)
74
California State Teachers Retirement System (CalSTRS)
California
$40.5M -$1.73M -11,600 -4%
EVM
75
Eaton Vance Management
Massachusetts
$39.8M +$221K +1,476 +0.6%
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ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.