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Rockwell Automation

572 hedge funds and large institutions have $12.1B invested in Rockwell Automation in 2013 Q4 according to their latest regulatory filings, with 80 funds opening new positions, 185 increasing their positions, 208 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

196% more first-time investments, than exits

New positions opened: 80 | Existing positions closed: 27

106% more call options, than puts

Call options by funds: $41.7M | Put options by funds: $20.3M

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

9% more capital invested

Capital invested by funds: $11B → $12.1B (+$1.04B)

9% more funds holding

Funds holding: 525572 (+47)

0.83% less ownership

Funds ownership: 74.03%73.2% (-0.83%)

11% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 208

Holders
572
Holders Change
+47
Holders Change %
+8.95%
% of All Funds
16.6%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.26%
New
80
Increased
185
Reduced
208
Closed
27
Calls
$41.7M
Puts
$20.3M
Net Calls
+$21.5M
Net Calls Change
-$25.5M
Name Holding Trade Value Shares
Change
Change in
Stake
WRF
51
Waddell & Reed Financial
Kansas
$47M +$2.83M +25,500 +7%
AI
52
Axiom Investors
Connecticut
$46.2M +$22.7M +203,980 +109%
ACM
53
Atlanta Capital Management
Georgia
$43.3M +$4.95M +44,581 +14%
N
54
Nuveen
North Carolina
$43M -$2.32M -20,864 -5%
Sumitomo Mitsui Trust Group
55
Sumitomo Mitsui Trust Group
Japan
$42.7M -$1.78M -15,998 -4%
Alyeska Investment Group
56
Alyeska Investment Group
Illinois
$41.3M +$13.9M +124,874 +56%
Charles Schwab
57
Charles Schwab
California
$39.4M +$1.39M +12,506 +4%
Schroder Investment Management Group
58
Schroder Investment Management Group
United Kingdom
$39M -$3.99M -35,930 -10%
SC
59
Saturna Capital
Washington
$38.4M +$25.6K +230 +0.1%
AAMU
60
Amundi Asset Management US
Massachusetts
$37.8M +$7.33K +66 +0%
PAMU
61
Pictet Asset Management (UK)
United Kingdom
$37.6M +$4.46M +40,091 +14%
BlackRock
62
BlackRock
New York
$37.2M +$1.39M +12,544 +4%
CS
63
Credit Suisse
Switzerland
$37M +$13.8M +124,369 +66%
Invesco
64
Invesco
Georgia
$36.3M +$174K +1,568 +0.5%
Baillie Gifford & Co
65
Baillie Gifford & Co
United Kingdom
$35.2M -$701K -6,304 -2%
Lord, Abbett & Co
66
Lord, Abbett & Co
New Jersey
$35M -$16.3M -146,778 -33%
ClearBridge Investments
67
ClearBridge Investments
New York
$34.1M -$111K -998 -0.3%
CIP
68
Champlain Investment Partners
Vermont
$33.8M -$139K -1,255 -0.4%
STMM
69
South Texas Money Management
Texas
$33.4M -$372K -3,348 -1%
AQR Capital Management
70
AQR Capital Management
Connecticut
$33M +$9.64M +86,764 +45%
RG
71
Renaissance Group
Kentucky
$31.5M -$951K -8,556 -3%
New York State Teachers Retirement System (NYSTRS)
72
New York State Teachers Retirement System (NYSTRS)
New York
$31.5M -$1.47M -13,200 -5%
Mitsubishi UFJ Trust & Banking
73
Mitsubishi UFJ Trust & Banking
Japan
$30.8M -$555K -4,994 -2%
California State Teachers Retirement System (CalSTRS)
74
California State Teachers Retirement System (CalSTRS)
California
$29.9M +$189K +1,700 +0.7%
JP Morgan Chase
75
JP Morgan Chase
New York
$28.6M -$25.1M -226,238 -48%

ROK Hedge Fund Activity: Q4 2013 in Review

572 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2013, worth a combined $12.1B — up 9.4% from $11B a quarter earlier.

Buyers outnumbered sellers: 80 funds opened new ROK positions and 27 closed out — a net gain of 53 holders — while 185 added to existing stakes and 208 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $99.2M. The largest seller was Harris Associates, cutting an estimated $251M.

  • 572 institutional investors held Rockwell Automation (ROK) as of Q4 2013, up from 525 in Q3 2013.
  • Funds reported $12.1B of Rockwell Automation stock for Q4 2013, up 9.4% quarter-over-quarter.
  • 80 funds opened new Rockwell Automation positions in Q4 2013 and 27 closed out, a net change of +53 holders.
  • The largest Rockwell Automation buyer in Q4 2013 was Wellington Management Group, an estimated $99.2M added.
  • The largest Rockwell Automation seller in Q4 2013 was Harris Associates, an estimated $251M sold.

Based on aggregated 13F filings for Q4 2013.