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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
701
Catalyst Capital Advisors
New York
– -$4.14M -30,827 Closed
RA
702
Royce & Associates
New York
– -$3.36M -25,000 Closed
CIBC World Market
703
CIBC World Market
Ontario, Canada
– -$2.68M -19,963 Closed
QC
704
Quadrature Capital
United Kingdom
– -$2.08M -15,502 Closed
Susquehanna International Group
705
Susquehanna International Group
Pennsylvania
– -$1.6M -10,700 Closed
MM
706
Midas Management
New York
– -$1.38M -10,300 Closed
Nomura Holdings
707
Nomura Holdings
Japan
– -$1.39M -10,287 Closed
CIM
708
Calvert Investment Management
Maryland
– -$1.37M -10,218 Closed
SLAM
709
Swiss Life Asset Management
– -$1.19M -8,885 Closed
Voloridge Investment Management
710
Voloridge Investment Management
Florida
– -$1.02M -7,578 Closed
IG
711
ING Group
Netherlands
– -$997K -7,393 Closed
CSS
712
Cubist Systematic Strategies
Connecticut
– -$979K -7,285 Closed
LWM
713
Lyons Wealth Management
Florida
– -$874K -6,498 Closed
LP
714
LMR Partners
United Kingdom
– -$757K -5,627 Closed
FPF
715
FNY Partners Fund
New York
– -$672 -5,000 Closed
SLG
716
Stanley-Laman Group
Pennsylvania
– -$672K -5,000 Closed
DIA
717
Dean Investment Associates
Ohio
– -$578K -4,302 Closed
TI
718
Trexquant Investment
Connecticut
– -$538K -4,000 Closed
FRM
719
Fox Run Management
Connecticut
– -$349K -2,600 Closed
PM
720
Parametrica Management
Hong Kong
– -$323K -2,400 Closed
Jennison Associates
721
Jennison Associates
New York
– -$281K -2,093 Closed
AIM
722
Assured Investment Management
New York
– -$272K -2,022 Closed
CBU
723
CIBC Bank USA
Illinois
– -$256K -1,900 Closed
BFM
724
Boothbay Fund Management
New York
– -$250 -1,857 Closed
ST
725
Spot Trading
Illinois
– -$250K -1,676 Closed
26 27 28
29
30

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.