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Rockwell Automation
ROK

1,134 hedge funds and large institutions have $31.8B invested in Rockwell Automation in 2021 Q4 according to their latest regulatory filings, with 182 funds opening new positions, 395 increasing their positions, 347 reducing their positions, and 65 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more first-time investments, than exits

New positions opened: 182 | Existing positions closed: 65

83% more call options, than puts

Call options by funds: $107M | Put options by funds: $58.3M

40% more funds holding in top 10

Funds holding in top 10: 15 → 21 (+6)

19% more capital invested

Capital invested by funds: $26.8B → $31.8B (+$5.03B)

14% more repeat investments, than reductions

Existing positions increased: 395 | Existing positions reduced: 347

10% more funds holding

Funds holding: 1,032 → 1,134 (+102)

0.16% more ownership

Funds ownership: 78.76% → 78.91% (+0.16%)

Holders
1,134
Holders Change
+102
Holders Change %
+9.88%
% of All Funds
17.45%
Holding in Top 10
21
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+40%
% of All Funds
0.32%
New
182
Increased
395
Reduced
347
Closed
65
Calls
$107M
Puts
$58.3M
Net Calls
+$48.5M
Net Calls Change
+$53.4M

Top Buyers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
+$421M
2
Janus Henderson Group
Janus Henderson Group
United Kingdom
+$96.8M
3
Ninety One (UK)
Ninety One (UK)
United Kingdom
+$82.1M
4
Morgan Stanley
Morgan Stanley
New York
+$80.9M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$79M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$318M
2
JP Morgan Chase
JP Morgan Chase
New York
-$198M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$77.3M
4
Two Sigma Investments
Two Sigma Investments
New York
-$56.8M
5
N
Nuveen
North Carolina
-$54.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
CG
676
Caprock Group
Idaho
$530K +$5.3K +16 +1%
EWM
677
Evercore Wealth Management
New York
$527K – – –
MA
678
Montag & Associates
Georgia
$526K -$2.32K -7 -0.5%
FCH
679
Freestone Capital Holdings
Washington
$526K +$2.98K +9 +0.6%
ST
680
Smithfield Trust
Pennsylvania
$524K +$10.3K +31 +2%
CCM
681
Coldstream Capital Management
Washington
$524K +$497K +1,502 New
CCG
682
Ceeto Capital Group
Florida
$523K – – –
GAM
683
Gotham Asset Management
New York
$521K -$1.26M -3,819 -72%
KIG
684
Kowal Investment Group
Wisconsin
$508K +$1.99K +6 +0.4%
AF
685
Advisornet Financial
Minnesota
$508K +$17.2K +52 +4%
Carson Wealth (CWM LLC)
686
Carson Wealth (CWM LLC)
Nebraska
$507K +$481K +1,454 New
WI
687
Wintrust Investments
Illinois
$498K +$473K +1,428 New
EBT
688
Enterprise Bank & Trust
Massachusetts
$497K -$19.2K -58 -4%
9WM
689
9258 Wealth Management
Ohio
$496K +$41.1K +124 +10%
CM
690
Castleark Management
Illinois
$495K – – –
STAS
691
Strong Tower Advisory Services
Minnesota
$495K +$91.7K +277 +24%
UCFA
692
United Capital Financial Advisors
Texas
$490K +$28.8K +87 +7%
MC
693
Middleton & Co
Massachusetts
$488K -$82.8K -250 -15%
CAM
694
Costello Asset Management
Pennsylvania
$488K – – –
KA
695
Keene & Associates
Texas
$488K +$463K +1,399 New
ACP
696
Aviance Capital Partners
Florida
$487K – – –
WI
697
Wahed Invest
New York
$484K +$459K +1,386 New
ET
698
Equitable Trust
Tennessee
$483K – – –
GT
699
Glenview Trust
Kentucky
$482K – – –
WB
700
West Bancorporation
Iowa
$482K +$457K +1,381 New
26 27
28
29 30

ROK Hedge Fund Activity: Q4 2021 in Review

1,134 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2021, worth a combined $31.8B — up 19% from $26.8B a quarter earlier.

Buyers outnumbered sellers: 182 funds opened new ROK positions and 65 closed out — a net gain of 117 holders — while 395 added to existing stakes and 347 trimmed.

The largest buyer was Capital World Investors, adding an estimated $421M. The largest seller was Bank of America, cutting an estimated $318M.

  • 1,134 institutional investors held Rockwell Automation (ROK) as of Q4 2021, up from 1,032 in Q3 2021.
  • Funds reported $31.8B of Rockwell Automation stock for Q4 2021, up 19% quarter-over-quarter.
  • 182 funds opened new Rockwell Automation positions in Q4 2021 and 65 closed out, a net change of +117 holders.
  • The largest Rockwell Automation buyer in Q4 2021 was Capital World Investors, an estimated $421M added.
  • The largest Rockwell Automation seller in Q4 2021 was Bank of America, an estimated $318M sold.

Based on aggregated 13F filings for Q4 2021.