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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
OFW
676
Omnia Family Wealth
Florida
$5K – – –
VNA
677
Valley National Advisers
Pennsylvania
$5K – – –
AAF
678
Andra AP-fonden
Sweden
$4.13K -$299K -2,000 -7%
ARMC
679
American Research & Management Company
Massachusetts
$4K – – –
GBBWRPM
680
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$4K – – –
DBT
681
Dubuque Bank & Trust
Iowa
$3K -$86.8K -581 -97%
ZB
682
Zions Bancorporation
Utah
$3K -$12.9K -86 -83%
TFO
683
Tarbox Family Office
California
$3K -$299 -2 -9%
WOC
684
West Oak Capital
California
$2.8K – – –
IWM
685
IHT Wealth Management
Illinois
$2K -$299 -2 -12%
AWM
686
AllSquare Wealth Management
New York
$2K – – –
QAM
687
QCI Asset Management
New York
$2K – – –
FHA
688
First Horizon Advisors
Tennessee
$2K +$2.84K +19 New
BTIS
689
BB&T Investment Services
North Carolina
$1K +$747 +5 New
SWA
690
Sutton Wealth Advisors
Florida
$934 – – –
SLF
691
Sun Life Financial
Ontario, Canada
$69 +$299 +2 +22%
Walleye Trading
692
Walleye Trading
New York
$31 +$29.7K +199 New
FMI
693
Fiduciary Management Inc
Wisconsin
– -$162M -1,203,105 Closed
Harris Associates
694
Harris Associates
Illinois
– -$129M -957,413 Closed
ORIO
695
Old Republic International (ORI)
Illinois
– -$12.4M -92,000 Closed
QIM
696
Quantitative Investment Management
Virginia
– -$9.14M -68,000 Closed
CRM
697
Cramer Rosenthal McGlynn
Connecticut
– -$7.6M -56,575 Closed
BWFA
698
Baltimore-Washington Financial Advisors
Maryland
– -$6.94M -51,631 Closed
SCM
699
Sandler Capital Management
New York
– -$6.71M -49,900 Closed
TG
700
TCW Group
California
– -$4.43M -32,985 Closed
26 27
28
29 30

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.