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Rockwell Automation
ROK

816 hedge funds and large institutions have $17.2B invested in Rockwell Automation in 2018 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 265 increasing their positions, 276 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

189% more call options, than puts

Call options by funds: $326M | Put options by funds: $113M

50% more funds holding in top 10

Funds holding in top 10: 8 → 12 (+4)

37% more first-time investments, than exits

New positions opened: 82 | Existing positions closed: 60

11% more capital invested

Capital invested by funds: $15.4B → $17.2B (+$1.73B)

2% more funds holding

Funds holding: 801 → 816 (+15)

0.38% more ownership

Funds ownership: 74.09% → 74.46% (+0.38%)

4% less repeat investments, than reductions

Existing positions increased: 265 | Existing positions reduced: 276

Holders
816
Holders Change
+15
Holders Change %
+1.87%
% of All Funds
18.66%
Holding in Top 10
12
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+50%
% of All Funds
0.27%
New
82
Increased
265
Reduced
276
Closed
60
Calls
$326M
Puts
$113M
Net Calls
+$213M
Net Calls Change
+$146M

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$401M
2
Lazard Asset Management
Lazard Asset Management
New York
+$84.6M
3
ATO
Alecta Tjanstepension Omsesidigt
Sweden
+$62.6M
4
CS
Credit Suisse
Switzerland
+$55.7M
5
Victory Capital Management
Victory Capital Management
Texas
+$34.7M

Top Sellers

Rank Fund Capital Flow
1
Capital World Investors
Capital World Investors
California
-$408M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$96M
3
BlackRock
BlackRock
New York
-$64.8M
4
American Century Companies
American Century Companies
Missouri
-$64.5M
5
PI
Putnam Investments
Massachusetts
-$59.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
GG
651
Gofen & Glossberg
Illinois
$201K +$192K +1,072 New
OWA
652
One Wealth Advisors
California
$192K -$6.98K -39 -4%
FMT
653
First Mercantile Trust
Tennessee
$189K -$39.7K -222 -18%
BC
654
Bartlett & Co
Ohio
$189K +$1.07K +6 +0.6%
BCWM
655
Bartlett & Co Wealth Management
Ohio
$189K +$1.07K +6 +0.6%
ECM
656
Estabrook Capital Management
New York
$188K – – –
WF
657
WealthTrust Fairport
Ohio
$187K +$895 +5 +0.5%
GI
658
Gradient Investments
Minnesota
$186K – – –
KBFS
659
Kohmann Bosshard Financial Services
Ohio
$186K – – –
VIA
660
Vantage Investment Advisors
Pennsylvania
$185K – – –
TCOV
661
Trust Company of Vermont
Vermont
$168K – – –
WAP
662
Wealthcare Advisory Partners
Pennsylvania
$165K +$36.5K +204 +30%
Rockefeller Capital Management
663
Rockefeller Capital Management
New York
$155K – – –
NIMI
664
Natixis Investment Managers International
France
$155K +$40.1K +224 +37%
IA
665
IFP Advisors
Florida
$153K +$7.52K +42 +5%
BAM
666
Belpointe Asset Management
Nevada
$149K +$142K +794 New
WSTAM
667
Wilbanks Smith & Thomas Asset Management
Virginia
$149K +$142K +794 New
JCM
668
Jacobi Capital Management
Pennsylvania
$144K – – –
AA
669
AlphaMark Advisors
Kentucky
$141K -$895 -5 -0.7%
RWA
670
Ropes Wealth Advisors
Massachusetts
$141K +$89.5K +500 +200%
VFA
671
Valeo Financial Advisors
Indiana
$139K -$5.19K -29 -3%
CFA
672
Carroll Financial Associates
North Carolina
$136K – – –
AIS
673
Accurate Investment Solutions
Pennsylvania
$134K – – –
AF
674
Advisornet Financial
Minnesota
$134K +$7.88K +44 +7%
ARMT
675
Amica Retiree Medical Trust
Rhode Island
$132K – – –
25 26
27
28 29

ROK Hedge Fund Activity: Q3 2018 in Review

816 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2018, worth a combined $17.2B — up 11% from $15.4B a quarter earlier.

Buyers outnumbered sellers: 82 funds opened new ROK positions and 60 closed out — a net gain of 22 holders — while 265 added to existing stakes and 276 trimmed.

The largest buyer was Bank of America, adding an estimated $401M. The largest seller was Capital World Investors, cutting an estimated $408M.

  • 816 institutional investors held Rockwell Automation (ROK) as of Q3 2018, up from 801 in Q2 2018.
  • Funds reported $17.2B of Rockwell Automation stock for Q3 2018, up 11% quarter-over-quarter.
  • 82 funds opened new Rockwell Automation positions in Q3 2018 and 60 closed out, a net change of +22 holders.
  • The largest Rockwell Automation buyer in Q3 2018 was Bank of America, an estimated $401M added.
  • The largest Rockwell Automation seller in Q3 2018 was Capital World Investors, an estimated $408M sold.

Based on aggregated 13F filings for Q3 2018.