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Rockwell Automation
ROK

817 hedge funds and large institutions have $13.2B invested in Rockwell Automation in 2018 Q4 according to their latest regulatory filings, with 120 funds opening new positions, 230 increasing their positions, 320 reducing their positions, and 114 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more call options, than puts

Call options by funds: $106M | Put options by funds: $86M

5% more first-time investments, than exits

New positions opened: 120 | Existing positions closed: 114

0.34% more ownership

Funds ownership: 74.46% → 74.81% (+0.34%)

0% more funds holding

Funds holding: 816 → 817 (+1)

23% less capital invested

Capital invested by funds: $17.2B → $13.2B (-$3.93B)

28% less repeat investments, than reductions

Existing positions increased: 230 | Existing positions reduced: 320

50% less funds holding in top 10

Funds holding in top 10: 12 → 6 (-6)

Holders
817
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
18.2%
Holding in Top 10
6
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-50%
% of All Funds
0.13%
New
120
Increased
230
Reduced
320
Closed
114
Calls
$106M
Puts
$86M
Net Calls
+$20.3M
Net Calls Change
-$193M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$153M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$133M
3
Two Sigma Investments
Two Sigma Investments
New York
+$117M
4
CVA
Ceredex Value Advisors
Florida
+$63.9M
5
Ameriprise
Ameriprise
Minnesota
+$62.6M

Top Sellers

Rank Fund Capital Flow
1
Wellington Management Group
Wellington Management Group
Massachusetts
-$183M
2
Bank of America
Bank of America
North Carolina
-$98.5M
3
PAMU
Pictet Asset Management (UK)
United Kingdom
-$89.8M
4
DZ Bank
DZ Bank
Germany
-$74M
5
JP Morgan Chase
JP Morgan Chase
New York
-$58.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
IIM
626
Ipswich Investment Management
Massachusetts
$216K +$239K +1,435 New
MF
627
Magnetar Financial
Illinois
$214K +$238K +1,425 New
WT
628
Whittier Trust
California
$213K -$15.5K -93 -6%
PCM
629
Palisade Capital Management
New Jersey
$213K +$236K +1,416 New
MCM
630
Mainstay Capital Management
Michigan
$211K – – –
WB
631
Webster Bank
Connecticut
$211K – – –
CAM
632
Costello Asset Management
Pennsylvania
$211K +$234K +1,400 New
SCI
633
S&CO Inc
Massachusetts
$209K – – –
ET
634
Equitable Trust
Tennessee
$208K – – –
FP
635
Foundry Partners
Minnesota
$206K – – –
KIA
636
KCM Investment Advisors
California
$205K -$171K -1,023 -43%
HCM
637
Hutchinson Capital Management
California
$201K -$5.84K -35 -3%
AF
638
Allworth Financial
California
$200K – – –
FMLI
639
Fukoku Mutual Life Insurance
Japan
$196K – – –
RE
640
RBC Europe
United Kingdom
$187K – – –
PFO
641
Pathstone Family Office
New Jersey
$187K +$207K +1,238 New
CI
642
CX Institutional
Indiana
$185K – – –
Schroder Investment Management Group
643
Schroder Investment Management Group
United Kingdom
$185K +$21.2M +127,164 +12%
CFGS
644
Concourse Financial Group Securities
Alabama
$184K +$94.2K +565 +85%
S
645
Seeyond
France
$183K +$203K +1,216 New
CCM
646
Copeland Capital Management
Pennsylvania
$176K -$5.95M -35,674 -97%
RIM
647
Rampart Investment Management
Connecticut
$176K -$166K -995 -46%
FMT
648
First Mercantile Trust
Tennessee
$175K +$26.2K +157 +16%
LS
649
Livforsakringsbolaget Skandia
Sweden
$171K – – –
RTC
650
Riverview Trust Company
Washington
$169K +$187K +1,124 New
24 25
26
27 28

ROK Hedge Fund Activity: Q4 2018 in Review

817 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q4 2018, worth a combined $13.2B — down 23% from $17.2B a quarter earlier.

Buyers outnumbered sellers: 120 funds opened new ROK positions and 114 closed out — a net gain of 6 holders — while 230 added to existing stakes and 320 trimmed.

The largest buyer was BlackRock, adding an estimated $153M. The largest seller was Wellington Management Group, cutting an estimated $183M.

  • 817 institutional investors held Rockwell Automation (ROK) as of Q4 2018, up from 816 in Q3 2018.
  • Funds reported $13.2B of Rockwell Automation stock for Q4 2018, down 23% quarter-over-quarter.
  • 120 funds opened new Rockwell Automation positions in Q4 2018 and 114 closed out, a net change of +6 holders.
  • The largest Rockwell Automation buyer in Q4 2018 was BlackRock, an estimated $153M added.
  • The largest Rockwell Automation seller in Q4 2018 was Wellington Management Group, an estimated $183M sold.

Based on aggregated 13F filings for Q4 2018.