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Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
BFEC
626
Benjamin F. Edwards & Company
Missouri
$43K – – –
BL
627
Balentine LLC
Georgia
$42K +$40.3K +270 New
TWA
628
TCI Wealth Advisors
Arizona
$40K – – –
RWA
629
Ropes Wealth Advisors
Massachusetts
$39K – – –
AIM
630
Advantage Investment Management
Iowa
$37K +$14.9K +100 +72%
IUHSA
631
Itau Unibanco Holding S.A.
Brazil
$31K -$25.4K -170 -46%
AWM
632
Avior Wealth Management
Nebraska
$31K – – –
OC
633
Oakworth Capital
Alabama
$30K – – –
CAW
634
Cornerstone Advisors (Washington)
Washington
$29K – – –
AssetMark Inc
635
AssetMark Inc
California
$27K -$6.87K -46 -21%
SA
636
SpiderRock Advisors
Delaware
$26K – – –
GRP
637
Global Retirement Partners
California
$25K +$9.41K +63 +64%
BIG
638
Bellwether Investment Group
Tennessee
$23K – – –
SNT
639
Security National Trust
West Virginia
$23K – – –
FANJ
640
Financial Architects (New Jersey)
New Jersey
$23K +$22.3K +149 New
MWM
641
MinichMacGregor Wealth Management
New York
$22K -$3.88K -26 -15%
WTC
642
WhitTier Trust Company
Nevada
$21K – – –
SPIA
643
Steward Partners Investment Advisory
New York
$21K +$6.87K +46 +48%
CFA
644
Camarda Financial Advisors
Florida
$20K – – –
PFBT
645
Parkside Financial Bank & Trust
Missouri
$20K +$15.4K +103 +429%
YWP
646
YorkBridge Wealth Partners
New York
$19K – – –
BCI
647
Brinker Capital Investments
Pennsylvania
$19K +$18.5K +124 New
BCM
648
Barometer Capital Management
Ontario, Canada
$19K +$18.7K +125 New
TRCT
649
Tower Research Capital (TRC)
New York
$16K -$436K -2,921 -97%
TC
650
Trust Company
Kansas
$16K – – –
24 25
26
27 28

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.