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Rockwell Automation

622 hedge funds and large institutions have $11.3B invested in Rockwell Automation in 2016 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 215 increasing their positions, 218 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

59% more first-time investments, than exits

New positions opened: 73 | Existing positions closed: 46

10% more capital invested

Capital invested by funds: $10.4B → $11.3B (+$987M)

4% more funds holding

Funds holding: 600622 (+22)

3.02% more ownership

Funds ownership: 76.33%79.35% (+3%)

1% less repeat investments, than reductions

Existing positions increased: 215 | Existing positions reduced: 218

14% less call options, than puts

Call options by funds: $122M | Put options by funds: $142M

Holders
622
Holders Change
+22
Holders Change %
+3.67%
% of All Funds
16.57%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
73
Increased
215
Reduced
218
Closed
46
Calls
$122M
Puts
$142M
Net Calls
-$20.3M
Net Calls Change
-$18.8M
Name Holding Trade Value Shares
Change
Change in
Stake
PG
601
Patten Group
Tennessee
$5.35K
CAL
602
Capital Advisors Ltd
Ohio
$4K
EWM
603
Evercore Wealth Management
New York
$4K
MFW
604
Mosaic Family Wealth
Missouri
$4K
VNA
605
Valley National Advisers
Pennsylvania
$4K +$609 +6 +24%
FCCM
606
First City Capital Management
Georgia
$3.64K
VIA
607
Vident Investment Advisory
Georgia
$3.46K +$1.23M +12,103 +66%
PFBT
608
Parkside Financial Bank & Trust
Missouri
$3K -$1.32K -13 -35%
AWM
609
AllSquare Wealth Management
New York
$3K
ARMC
610
American Research & Management Company
Massachusetts
$3K
TSU
611
TD Securities (USA)
New York
$3K
QCG
612
Quadrant Capital Group
Ohio
$3K +$1.62K +16 +59%
WOC
613
West Oak Capital
California
$2.05K
CAW
614
Cornerstone Advisors (Washington)
Washington
$2K -$14.5K -143 -88%
AC
615
Alexandria Capital
Virginia
$2K +$1.62K +16 New
GBBWRPM
616
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$2K +$2.23K +22 New
IWMPD
617
Integrated Wealth Management (Palm Desert)
California
$1K
QAM
618
QCI Asset Management
New York
$1K
UFA
619
US Financial Advisors
Massachusetts
$1K
BWA
620
Burt Wealth Advisors
Maryland
$1K +$710 +7 New
SWA
621
Sutton Wealth Advisors
Florida
$683 +$609 +6 New
PCM
622
Penserra Capital Management
California
$46 +$12.4K +122 +41%
Massachusetts Financial Services
623
Massachusetts Financial Services
Massachusetts
-$114M -1,111,270 Closed
Renaissance Technologies
624
Renaissance Technologies
New York
-$28.5M -278,000 Closed
Two Sigma Investments
625
Two Sigma Investments
New York
-$24M -234,131 Closed

ROK Hedge Fund Activity: Q1 2016 in Review

622 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2016, worth a combined $11.3B — up 9.5% from $10.4B a quarter earlier.

Buyers outnumbered sellers: 73 funds opened new ROK positions and 46 closed out — a net gain of 27 holders — while 215 added to existing stakes and 218 trimmed.

The largest buyer was Royal London Asset Management, adding an estimated $379M. The largest seller was Massachusetts Financial Services, exiting entirely with an estimated $114M sold.

  • 622 institutional investors held Rockwell Automation (ROK) as of Q1 2016, up from 600 in Q4 2015.
  • Funds reported $11.3B of Rockwell Automation stock for Q1 2016, up 9.5% quarter-over-quarter.
  • 73 funds opened new Rockwell Automation positions in Q1 2016 and 46 closed out, a net change of +27 holders.
  • The largest Rockwell Automation buyer in Q1 2016 was Royal London Asset Management, an estimated $379M added.
  • The largest Rockwell Automation seller in Q1 2016 was Massachusetts Financial Services, an estimated $114M sold.

Based on aggregated 13F filings for Q1 2016.