We are live on ! Find out more
ROK icon

Rockwell Automation
ROK

691 hedge funds and large institutions have $15B invested in Rockwell Automation in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 243 increasing their positions, 236 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 51

86% more funds holding in top 10

Funds holding in top 10: 7 → 13 (+6)

19% more capital invested

Capital invested by funds: $12.6B → $15B (+$2.35B)

5% more funds holding

Funds holding: 656 → 691 (+35)

1.91% more ownership

Funds ownership: 72.51% → 74.42% (+1.9%)

3% more repeat investments, than reductions

Existing positions increased: 243 | Existing positions reduced: 236

51% less call options, than puts

Call options by funds: $48.3M | Put options by funds: $99.5M

Holders
691
Holders Change
+35
Holders Change %
+5.34%
% of All Funds
17.2%
Holding in Top 10
13
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+85.71%
% of All Funds
0.32%
New
96
Increased
243
Reduced
236
Closed
51
Calls
$48.3M
Puts
$99.5M
Net Calls
-$51.1M
Net Calls Change
-$112M

Top Buyers

1
BlackRock
BlackRock
New York
+$1.31B
2
JP Morgan Chase
JP Morgan Chase
New York
+$189M
3
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
+$85.1M
4
Franklin Resources
Franklin Resources
California
+$81.7M
5
FAM
Fred Alger Management
New York
+$81.2M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
-$189M
2
Capital World Investors
Capital World Investors
California
-$179M
3
FMI
Fiduciary Management Inc
Wisconsin
-$162M
4
Harris Associates
Harris Associates
Illinois
-$129M
5
American Century Companies
American Century Companies
Missouri
-$78.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
576
Appleton Group
Wisconsin
$213K +$205K +1,369 New
PNC
577
Park National Corp
Ohio
$209K -$74.1K -496 -27%
KBFS
578
Kohmann Bosshard Financial Services
Ohio
$201K -$4.93K -33 -2%
WT
579
Whittier Trust
California
$190K – – –
VIA
580
Vantage Investment Advisors
Pennsylvania
$185K – – –
CGT
581
Capital Guardian Trust
California
$171K -$179K -1,200 -52%
BC
582
Bartlett & Co
Ohio
$171K – – –
ARMT
583
Amica Retiree Medical Trust
Rhode Island
$157K – – –
ECM
584
Estabrook Capital Management
New York
$156K – – –
NFG
585
Next Financial Group
Texas
$151K -$30.3K -203 -17%
CFG
586
Citizens Financial Group
Rhode Island
$135K -$71K -475 -35%
MA
587
MUFG Americas
New York
$126K – – –
TCOV
588
Trust Company of Vermont
Vermont
$125K – – –
FCB
589
First Command Bank
Texas
$122K – – –
FCFS
590
First Command Financial Services
Texas
$122K – – –
CFA
591
Carroll Financial Associates
North Carolina
$119K – – –
JCM
592
Jacobi Capital Management
Pennsylvania
$119K – – –
IIC
593
Integrated Investment Consultants
Michigan
$117K -$14.9K -100 -12%
FDCDDQ
594
Federation des caisses Desjardins du Quebec
Quebec, Canada
$117K +$112K +749 New
MUS
595
Mitsubishi UFJ Securities
Japan
$112K +$102K +680 +1,700%
AIS
596
Accurate Investment Solutions
Pennsylvania
$111K – – –
FMLI
597
Fukoku Mutual Life Insurance
Japan
$109K – – –
ST
598
Smithfield Trust
Pennsylvania
$109K – – –
HDIM
599
Hanson & Doremus Investment Management
Vermont
$107K -$20.5K -137 -17%
JWM
600
Jacobus Wealth Management
Wisconsin
$104K +$99.4K +665 New
22 23
24
25 26

ROK Hedge Fund Activity: Q1 2017 in Review

691 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q1 2017, worth a combined $15B — up 19% from $12.6B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new ROK positions and 51 closed out — a net gain of 45 holders — while 243 added to existing stakes and 236 trimmed.

The largest buyer was BlackRock, adding an estimated $1.31B. The largest seller was Lazard Asset Management, cutting an estimated $189M.

  • 691 institutional investors held Rockwell Automation (ROK) as of Q1 2017, up from 656 in Q4 2016.
  • Funds reported $15B of Rockwell Automation stock for Q1 2017, up 19% quarter-over-quarter.
  • 96 funds opened new Rockwell Automation positions in Q1 2017 and 51 closed out, a net change of +45 holders.
  • The largest Rockwell Automation buyer in Q1 2017 was BlackRock, an estimated $1.31B added.
  • The largest Rockwell Automation seller in Q1 2017 was Lazard Asset Management, an estimated $189M sold.

Based on aggregated 13F filings for Q1 2017.