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Rockwell Automation
ROK

Overview Fund Activity

625 hedge funds and large institutions have $11.7B invested in Rockwell Automation in 2016 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 216 increasing their positions, 211 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
625
Holders Change
+3
Holders Change %
+0.48%
% of All Funds
16.7%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.19%
New
50
Increased
216
Reduced
211
Closed
38
Calls
$60.4M
Puts
$29.5M
Net Calls
+$30.9M
Net Calls Change
-$18.3M

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$114M
2
Deutsche Bank
2
Deutsche Bank
Germany
$216M
3
JHIU
3
Janus Henderson Investors US
Colorado
$35.6M
4
UBS Group
4
UBS Group
Switzerland
$599M
5
CCWA
5
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$25.6M

Top Sellers

1
Fidelity Investments
1
Fidelity Investments
Massachusetts
$11.4M
2
Ameriprise
2
Ameriprise
Minnesota
$35.4M
3
SAC
3
Smith Affiliated Capital
New York
$65.1M
4
Swedbank
4
Swedbank
Sweden
$168M
5
YCMGA
5
York Capital Management Global Advisors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
KPCM
576
Kings Point Capital Management
New York
$31K – – –
AssetMark Inc
577
AssetMark Inc
California
$28K -$9.09K -76 -25%
AWM
578
Avior Wealth Management
Nebraska
$25K – – –
OC
579
Oakworth Capital
Alabama
$24K – – –
MWM
580
MinichMacGregor Wealth Management
New York
$23K +$120 +1 +0.5%
CAW
581
Cornerstone Advisors (Washington)
Washington
$23K +$20.3K +167 +759%
SIG
582
Stanford Investment Group
California
$21K – – –
PCM
583
Prelude Capital Management
New York
$20K +$10.9K +89 +120%
MUS
584
Mitsubishi UFJ Securities
Japan
$20K +$20K +160 New
BAM
585
Bruderman Asset Management
New York
$18K – – –
SNT
586
Security National Trust
West Virginia
$18K – – –
IIC
587
Integrated Investment Consultants
Michigan
$17K – – –
TC
588
Trust Company
Kansas
$17K +$4.34K +36 +34%
AIM
589
Advantage Investment Management
Iowa
$17K +$10.4K +85 +157%
WTC
590
WhitTier Trust Company
Nevada
$16K – – –
CFA
591
Camarda Financial Advisors
Florida
$16K – – –
IR
592
Invictus RG
Bermuda
$16K +$16K +129 New
RWA
593
Ropes Wealth Advisors
Massachusetts
$15K +$7.5K +60 +100%
CS
594
Credential Securities
$12.4K +$11.3K +93 +1,033%
ZB
595
Zions Bancorporation
Utah
$12K – – –
JWA
596
JFS Wealth Advisors
Pennsylvania
$12K – – –
MWP
597
MYCIO Wealth Partners
Pennsylvania
$12K +$10.4K +87 +669%
PFS
598
Physicians Financial Services
North Carolina
$12K +$12K +100 New
VOYA Investment Management
599
VOYA Investment Management
Georgia
$10.7K +$159 +1,298 +2%
SAM
600
Solaris Asset Management
New York
$10K +$10K +80 New
22 23
24
25 26