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Rockwell Automation

601 hedge funds and large institutions have $10.4B invested in Rockwell Automation in 2015 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 217 increasing their positions, 209 reducing their positions, and 51 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more first-time investments, than exits

New positions opened: 56 | Existing positions closed: 51

4% more repeat investments, than reductions

Existing positions increased: 217 | Existing positions reduced: 209

1% more funds holding

Funds holding: 598601 (+3)

0.17% more ownership

Funds ownership: 76.32%76.49% (+0.17%)

19% less capital invested

Capital invested by funds: $12.7B → $10.4B (-$2.37B)

40% less call options, than puts

Call options by funds: $68.7M | Put options by funds: $114M

50% less funds holding in top 10

Funds holding in top 10: 84 (-4)

Holders
601
Holders Change
+3
Holders Change %
+0.5%
% of All Funds
16.78%
Holding in Top 10
4
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-50%
% of All Funds
0.11%
New
56
Increased
217
Reduced
209
Closed
51
Calls
$68.7M
Puts
$114M
Net Calls
-$45.6M
Net Calls Change
+$8.23M
Name Holding Trade Value Shares
Change
Change in
Stake
DSC
551
Duncker Streett & Co
Missouri
$21K +$23.8K +210 New
OC
552
Oakworth Capital
Alabama
$20K
AWM
553
Avior Wealth Management
Nebraska
$20K +$22.8K +201 New
SIG
554
Stanford Investment Group
California
$17K
AIM
555
Advantage Investment Management
Iowa
$16K
Parallax Volatility Advisers
556
Parallax Volatility Advisers
California
$15K -$946K -8,355 -98%
SNT
557
Security National Trust
West Virginia
$15K
RPG
558
Risk Paradigm Group
Texas
$14.4K +$16.1K +142 New
Manulife (Manufacturers Life Insurance)
559
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$14.2K +$406K +3,581 +3%
EFSCE
560
Enterprise Financial Services Corp (EFSC)
Missouri
$14K -$4.98K -44 -25%
TSW
561
Thompson Siegel & Walmsley
Virginia
$14K +$15.3K +135 New
WTC
562
WhitTier Trust Company
Nevada
$13K -$3.4K -30 -18%
IMS
563
Index Management Solutions
Pennsylvania
$12K -$25.8K -228 -66%
MCM
564
MV Capital Management
Maryland
$12K
JFGIW
565
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$12K +$5.44K +48 +73%
ASN
566
Advisory Services Network
Georgia
$12K +$13.3K +117 New
FFC
567
First Financial Corp
Indiana
$11K
TDC
568
Thompson Davis & Co
Virginia
$11K +$3.51K +31 +41%
ZB
569
Zions Bancorporation
Utah
$11K +$11.8K +104 New
TC
570
Trust Company
Kansas
$11K +$11.9K +105 New
JWA
571
JFS Wealth Advisors
Pennsylvania
$10K
TSU
572
TD Securities (USA)
New York
$8K -$6.17M -54,435 -100%
S
573
SignatureFD
Georgia
$8K -$1.47K -13 -14%
GAM
574
Gemmer Asset Management
California
$8K
HR
575
Howe & Rusling
New York
$8K

ROK Hedge Fund Activity: Q3 2015 in Review

601 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Rockwell Automation (ROK) for Q3 2015, worth a combined $10.4B — down 19% from $12.7B a quarter earlier.

Buyers outnumbered sellers: 56 funds opened new ROK positions and 51 closed out — a net gain of 5 holders — while 217 added to existing stakes and 209 trimmed.

The largest buyer was Fiduciary Management Inc, opening a new position worth an estimated $176M. The largest seller was Capital World Investors, cutting an estimated $215M.

  • 601 institutional investors held Rockwell Automation (ROK) as of Q3 2015, up from 598 in Q2 2015.
  • Funds reported $10.4B of Rockwell Automation stock for Q3 2015, down 19% quarter-over-quarter.
  • 56 funds opened new Rockwell Automation positions in Q3 2015 and 51 closed out, a net change of +5 holders.
  • The largest Rockwell Automation buyer in Q3 2015 was Fiduciary Management Inc, an estimated $176M added.
  • The largest Rockwell Automation seller in Q3 2015 was Capital World Investors, an estimated $215M sold.

Based on aggregated 13F filings for Q3 2015.